Connecticut Securities Lawyers

Karen P. Wackerman
Claimed Lawyer ProfileSocial Media
BRIDGEPORT, CT Securities Law Attorney. 30 years experience
(203) 330-2278 850 Main Street
P.O. Box 7006
BRIDGEPORT, CT 06601-7006
Securities, Business and Employment
Brooklyn Law School
I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Howard Mark Rosenfield
Claimed Lawyer ProfileSocial Media
Farmington, CT Securities Law Lawyer. 37 years experience
(800) 637-3243 10 Waterside Drive
Suite 303
Farmington, CT 06032
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Thomas Wyckoff
Claimed Lawyer Profile
Greenwich, CT Securities Law Attorney. 25 years experience
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(212) 256-8403 14 Wall Street
New York, NY 10005
(202) 618-3722 200 Pennslyvania Avenue, N.W.
Washington, DC 20037
Stephen Ganis
Claimed Lawyer ProfileSocial Media
Stamford, CT Securities Law Attorney. 35 years experience
(203) 632-6150 1234 Summer St
Stamford, CT 06905
Securities, Business, Employment and IP
Brooklyn Law School
Thinking global, focusing local for companies, investors, founders on structure, capital, contracts, intellectual property, acquisitions, business disputes. Previously associated with prominent New York City law firms.
Daniel Gottfried
Claimed Lawyer Profile
Hartford, CT Securities Law Attorney.
(860) 256-6335 185 Asylum Street, 22nd Floor
Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
Andrew Cote
Claimed Lawyer Profile
Avon, CT Securities Law Lawyer. 37 years experience
(860) 290-4721 302 West Main St
Suite 201
Avon, CT 06001
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Connecticut School of Law
WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
PO Box 1965
Lakeville, CT 06039
110 Mill Plain Rd
Danbury, CT 06811
John A Brunjes
Claimed Lawyer Profile
Hartford, CT Securities Law Attorney. 28 years experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
Hartford, CT 06103
Securities
Cornell Law School
I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Andrew O'Toole
Claimed Lawyer Profile
Hartford, CT Securities Law Lawyer. 19 years experience
(860) 519-5805 280 Trumbull Street, 15th Floor
Hartford, CT 06103
Securities, Appeals, Arbitration & Mediation and Business
Harvard University

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