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James D. Sallah
Boca Raton, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.
Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
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Clifford Jay Hunt
Seminole, FL Securities Law Lawyer with 37 years of experience
Securities and Business
University of Dayton School of Law
Mr. Hunt received his Bachelor of Arts degree in business administration from Hanover College in 1983, and his Juris Doctor from the University of Dayton School of Law in 1986. He is a member of the Florida Bar, the United States District Court for the Middle District of Florida, the United States Court of Appeals for the Eleventh Circuit, and the United States Court of Appeals for the Ninth Circuit. Mr. Hunt was formally a member of Kiefner & Hunt, P.A. from 2003-Sept. 2006 and a shareholder with the Ft. Lauderdale, Florida law firm, Becker &...
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 44 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora.
I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 42 years of experience
Securities, Bankruptcy and Business
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990.
He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law.
Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 30 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
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Matt Mueller
Tampa, FL Securities Law Attorney with 16 years of experience
Securities, Antitrust, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt Mueller is a former federal prosecutor with the U.S. Department of Justice in Washington, D.C. and Tampa and an experienced trial lawyer. He focuses his practice on white collar defense, including civil and criminal tax, securities, and health care matters, regulatory enforcement actions, grand jury investigations, and civil litigation. Matt represents a diverse array of clients in these sensitive and high stakes matters including doctors, accountants and accounting firms, health care and dental professionals, firms and individuals in the financial services and securities industries, as well as small business owners and entrepreneurs.
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 36 years of experience
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida International University College of Law
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Michael Bixby
Pensacola, FL Securities Law Lawyer with 10 years of experience
Free ConsultationSecurities
Wake Forest University School of Law
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Darren M. Stotts
Clearwater, FL Securities Law Lawyer with 11 years of experience
Free ConsultationSecurities and Business
Stetson University College of Law
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.
Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.
Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
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David P. Johnson
Sarasota, FL Securities Law Attorney with 40 years of experience
Free ConsultationSecurities, Business, Real Estate and Tax
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 25 years of experience
(561) 835-9400
3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities and Business
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571
Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 51 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687
801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Entertainment & Sports and Real Estate
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
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Robert Michael Underwood
Tallahassee, FL Securities Law Lawyer with 43 years of experience
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com
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Jason Knott
St Petersburg, FL Securities Law Lawyer with 13 years of experience
Securities, Business and Tax
Washburn University School of Law
Jason devotes his legal career to helping individuals and businesses navigate the complexities of U.S. and international tax laws and regulations. His commitment is to provide the most sophisticated and highest quality tax services which has enabled him to build meaningful and lasting relationships with clients.
Jason has over 8 years of tax experience advising individuals and global organizations on tax issues related to domestic reporting and compliance, and international tax issues involving tax treaties, transfer pricing, and cross-border investments and business operations. He also represents individuals and businesses faced with IRS notices and audits, and can assist with...
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Ryan A. Schwamm
Boca Raton, FL Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
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Matthew Wolper
Plantation, FL Securities Law Attorney
(754) 551-7388
1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review.
He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
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W. Scott Turnbull
Port St. Lucie, FL Securities Law Attorney with 25 years of experience
(772) 335-2600
1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Real Estate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
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Thomas Gregory Reymann, II
Clearwater, FL Securities Law Attorney with 38 years of experience
Free ConsultationSecurities
University of Miami School of Law, University of Miami School of Law and University of Akron School of Law
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Kevin Dale Rosen
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 289-1566
980 North Federal Highway
Suite 110
Boca Raton, FL 33432
Securities and Communications
No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.
Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.
Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...
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Marc S. Dobin
Port St Lucie, FL Securities Law Lawyer with 37 years of experience
Securities, Arbitration & Mediation, Business and Employment
New York Law School
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Lawrence "Hank" Hornsby, Jr.
Winter Park, FL Securities Law Attorney with 18 years of experience
Securities, Business and Insurance Claims
Stetson University College of Law
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William Young Jr.
Orlando, FL Securities Law Attorney with 20 years of experience
Securities
Barry University
Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...
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Katherine C. Donlon
Tampa, FL Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation and Business
Washington & Lee University
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Peter James Mougey
Pensacola, FL Securities Law Attorney with 24 years of experience
Free ConsultationSecurities and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a shareholder and the Chair of Levin Papantonio’s Securities and Business Litigation department. He concentrates his practice in the areas of complex litigation, financial services, and securities litigation, and whistleblower or qui tam litigation. Mr. Mougey has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies.
His peers have rated him AV Preeminent, the highest possible rating. Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation and arbitration...
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Ian M. Ross
Miami, FL Securities Law Attorney with 18 years of experience
Securities
Duke University School of Law
Ian M. Ross represents clients in business disputes, commercial and securities litigation, class actions, and government investigations. He previously practiced as a litigation shareholder in Greenberg Traurig, P.A.’s Miami office; before that, he worked in the financial and securities litigation group in Sidley Austin LLP’s Chicago office.
Ian has extensive experience defending public and private corporations, limited liability companies, partnerships, directors, and officers in federal securities claims, state securities actions, shareholder derivative suits, breach of fiduciary duty actions, and claims arising out of complex commercial transactions. He also defends national manufacturers, retailers, and telecommunication companies in consumer class actions,...
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Mark R. Basile
Naples, FL Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Anthony C. Varbero
Ft. Lauderdale, FL Securities Law Attorney
Securities
Brooklyn Law School
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Alison Bowlby
Tampa, FL Securities Law Attorney with 1 year of experience
Securities and Business
Florida State University College of Law
Alison is an associate at Johnson, Newlon & DeCort, P.A. She joined the Firm in August 2021 as a law clerk during her final year of law school. Alison focuses her practice in the areas of business and commercial litigation, concentrating primarily on contract and other general business disputes.
Alison attended the Florida State University College of Law. While in law school, she was an Executive Editor for the Florida State University Law Review, Chair of the Law School Council, a Student Ambassador to the Admissions Office, and an extern for the Honorable Judge Mark W. Klingensmith of the Fourth District...
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
Securities, Arbitration & Mediation and White Collar Crime
University of Miami School of Law
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Joseph Raymond Schwantes
Cooper City, FL Securities Law Lawyer with 14 years of experience
Securities, Business, Employment and International
University of Miami School of Law