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Jenice Malecki
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Business and Employment
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
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Marc Fitapelli
New York, NY Securities Law Lawyer with 17 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Real Estate
Maurice A. Deane School of Law at Hofstra University
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Mark J. Astarita
New York, NY Securities Law Attorney with 42 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Sonya Tien
New York, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and IP
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
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Jonathan Kurta
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Maurice A. Deane School of Law at Hofstra University
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 6 years of experience
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
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Umar Farooq
New York, NY Securities Law Lawyer with 16 years of experience
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
Elevate Your Legal Experience
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UNPARALLELED PRECISION
Faster doesn’t mean sloppy. Our seasoned legal professionals are masters of their craft, meticulously crafting and reviewing every detail with unwavering...
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Jacqueline Candella
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
New York Law School
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Nuo Jia Li
New York, NY Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business, IP and International
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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Robert Van de Veire
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
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Adam Schreck
New York, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Jonathan T. Savella
New York, NY Securities Law Attorney with 12 years of experience
Securities, Appeals and White Collar Crime
Brooklyn Law School
Jonathan Savella is a Manhattan-based defense attorney with over 10 years of litigation experience in federal and state courts. He represents corporations and individuals in complex civil and criminal matters at the trial and appellate level.
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Jacob H. Zamansky
New York, NY Securities Law Attorney with 42 years of experience
Securities and Employment
The George Washington University Law School and Temple University
Securities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.
Jake Zamansky founded Zamansky LLC which represents those with UBS YES strategy losses and other types of investment fraud. We help harmed investors obtain settlements, and assist with arbitration. We fight to ensure you receive full compensation for your investment losses.
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Anna Rubin
New York, NY Securities Law Attorney with 17 years of experience
Securities
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
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Felix Shipkevich
New York, NY Securities Law Attorney with 20 years of experience
Securities and Bankruptcy
Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...
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Jordan J. Levine
New York, NY Securities Law Lawyer with 7 years of experience
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Insurance Claims
Maurice A. Deane School of Law at Hofstra University
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Anthony C. Varbero
New York, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities
Brooklyn Law School
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Thomas Wyckoff
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
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David C. Casagrande
New York, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
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John Joy
New York, NY Securities Law Lawyer
Securities, Tax and White Collar Crime
John is a New York attorney who has worked for almost a decade on corporate crime and corruption cases around the globe. Before founding FTI Law, John worked at an elite international law firm in New York and London representing clients in multi-national investigations before the DOJ, SEC, FINRA, FCA & SFO. John is one of the few whistleblower attorneys with extensive experience working with Fortune 500 corporations who are the subject of whistleblower complaints.
www.ftilaw.com
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Clem G. Turner
New York, NY Securities Law Attorney with 26 years of experience
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
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Aryeh Zuber
New York, NY Securities Law Lawyer with 17 years of experience
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Michael Aures-Cavalieri
New York, NY Securities Law Lawyer with 9 years of experience
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
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David A. Gehn
New York, NY Securities Law Attorney
Securities
New York Law School
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Jason A. Richardson
New York, NY Securities Law Attorney
14 Wall Street
20th Floor
New York, NY 10005
Securities
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Avner Ben-Gera
New York, NY Securities Law Attorney with 23 years of experience
Securities and Business
New York University School of Law
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Samir Shukurov
New York, NY Securities Law Lawyer
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Abid Qureshi
New York, NY Securities Law Lawyer with 16 years of experience
125 Broad Street
New York, NY 10004-2498
Securities and Antitrust
Georgetown University Law Center
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Ross B. Intelisano
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.
Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
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Bradley L. Henry
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Appeals, Business and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.
Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
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Jeffrey Michael Haber
New York, NY Securities Law Lawyer with 35 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.
The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
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Robert L. Herskovits
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.
An active participant in the bar, Robert has...
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880
1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Securities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.
Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.
Roy also advises clients on M&A transactions, joint...
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Adam Gana
New York, NY Securities Law Lawyer with 18 years of experience
Free ConsultationSecurities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.
Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 23 years of experience
Free ConsultationSecurities, Antitrust, Appeals and White Collar Crime
Southern Methodist University
Ryan Blanch is a well-known Reputation Management attorney. With years of experience as a New York criminal defense lawyer, Mr. Blanch has successfully handled a wide variety of crises, including government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.
Mr. Blanch has represented numerous individuals, including executives, attorneys, accountants, health care providers, financial industry professionals, as well as various corporations, in high-stake reputational crises. His unparalleled expertise has made him one of the most sought-after attorneys in the field of Reputation Management.
With a track record of success, Mr. Blanch has had a number of cases chronicled in various media outlets....
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Barry R. Lax
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
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Christopher J. Gray
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Appeals and Arbitration & Mediation
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.
Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
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Brian J. Neville
Securities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
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Asher Hawkins
New York, NY Securities Law Attorney with 9 years of experience
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.