Bryan Hill

Bryan Hill focuses on the legal and regulatory challenges facing investment advisers, broker-dealers and investment professionals (i.e., investment adviser representatives and registered representatives).

Bryan assists investment advisers, broker-dealers and their representatives with a variety of legal issues related to (i) recruiting, contracting with and onboarding new representatives, (ii) developing supervisory agreements, (iii) establishing marketing and/or solictor arrangements, (iv) creating, reviewing and updating investment advisory client and sub-advisory agreements, (v) conducting internal investigations of customer complaints, (vi) preparing responses to regulatory inquiries and investigations, and (vii) terminating the affiliation between representatives and their firms.

*Bryan Hill is admitted for the practice of law in Iowa and Nebraska.

The determination of the need for legal services and the choice of a lawyer are extremely important decisions and should not be based solely upon self-proclaimed expertise. A description or indication of limitation of practice does not mean that any agency or board has certified such lawyer as a specialist or expert in an indicated field of law practice, nor does it mean that such lawyer is necessarily any more expert or competent than any other lawyer. All potential clients are urged to make their own independent investigations and evaluation of any lawyer being considered.

• Credit Cards Accepted
• Rates, Retainers and Additional Information
  Legal services are provided on hourly and/or fixed fee basis depending upon the engagement.

Iowa

Since 2009

Nebraska

Since 1994

University of Nebraska - Lincoln

J.D.