I am David Chase, a nationally recognized SEC Defense Attorney dedicated to representing individuals across the United States who are under SEC and FINRA Investigations.
Having formerly served as an SEC Enforcement Attorney and Senior Counsel in the SEC's Miami Office, I have a deep understanding of how the SEC investigates, settles, and prosecutes its cases. This knowledge provides an invaluable advantage in effectively representing my clients.
With over 25 years of experience in SEC defense, I routinely manage cases involving insider trading, market manipulations, and securities offering fraud.
I have frequently been interviewed on television, published articles on SEC enforcement issues, and for more than a decade, I served as an Adjunct Professor of Law at the University of Miami School of Law, where I taught a course on SEC Investigations.
If you find yourself under SEC investigation or have recently received an SEC Subpoena, please contact me at 800-760-0912 for a free, confidential consultation.
- White Collar Crime
- Securities Law
- Gov & Administrative Law
- Administrative Law, Election Law, Government Contracts, Government Finance, Legislative & Government Affairs
- Free Consultation
- Florida
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- U.S. District Court Middle, Northern & Southern Districts of Florida
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- English
- Spanish: Spoken
- Attorney
- Law Firm of David R. Chase
- - Current
- Nationwide defense of SEC and FINRA Investigations, including insider trading.
- Partner
- Sullivan, Rivero & Chase
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- SEC defense work
- Special Assistant United States Attorney
- United States Attorney's Office - Southern District of Florida
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- Criminally prosecuted securities fraud cases as a Special Assistant United States Attorney.
- Senior Counsel
- US Securities and Exchange Commission
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- Investigated and prosecuted securities fraud violations, including insider trading, Ponzi schemes and stock manipulations.
- Attorney
- GREENBERG TRAURIG
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- Represented financial professional in SEC investigations.
- University of Miami School of Law
- J.D. (1992)
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- Law Review: University of Miami Law Review, 1990 – 1992
- Honors: cum laude
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- Tulane University
- B.A. (1988)
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- Major: English
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- Florida Bar Association
- Current
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- American Bar Association
- Current
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- When the SEC Comes Knocking
- Website
- David R. Chase, Esq.'s Website Profile
David Chase on Bloomberg TV News 1-27-2021
