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Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Jurisdictions Admitted to Practice
- Alabama
- Alabama State Bar Association
- Georgia
- U.S. District Court for the Northern District of Georgia.
Languages
- English
Professional Experience
- Of Counsel
- Parker MacIntyre
- - Current
- Counsel
- Page Perry, Regulatory and Compliance Group
- -
- Director
- Securities Division of the State of Georgia
- -
- Counsel
- Sutherland Asbill & Brennan LLP
- -
- Director
- Securities Division of the State of Georgia
- -
Education
- University of Georgia
- MBA
- University of Virginia School of Law
- J.D. (1979)
- Georgia Institute of Technology
- B.S. | Economics
Awards
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
Professional Associations
- Georgia State Bar
- Member
- Current
-
- North American Securities Administrators Association (NASAA)
- Member
- Current
- Activities: Past Member of Board of Directors; Vice Chair of the NASAA/FINRA CRD Steering Committee
-
- Alabama State Bar
- Member
- Current
-
Publications
Articles & Publications
- The Georgia Uniform Securities Act of 2008
- Georgia Bar Journal
Websites & Blogs
- Website
- Robert D. Terry's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- SEC Issues Risk Alert to Private Fund Advisers, Part 2
9 July 2020 - Investment Advisers to Private Funds Urged to Review SEC Risk Alert
25 June 2020 - Recent Merrill Lynch Scenario Underscores Need to Avoid Unnecessary Mutual Fund Fees
16 June 2020
- Blog
- Small Business Investment Lawyers
Social Media
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