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Ryan Nori
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Claimed Lawyer Profile
Summary
Contact Ryan Nori, Esq. Today.
Practice Areas
- Business Law
- Securities Law
Fees
-
Credit Cards Accepted
All major credit cards - Contingent Fees
Jurisdictions Admitted to Practice
- California
Languages
- Arabic: Spoken, Written
- English: Spoken, Written
- Farsi: Spoken, Written
- French: Spoken, Written
- German: Spoken, Written
- Hebrew: Spoken, Written
- Persian: Spoken, Written
- Spanish: Spoken, Written
Professional Experience
- Senior Consultant
- RBN Group
- - Current
- Chief Compliance Officer & Board Member
- Norinco
- -
- Senior Consultant
- GS cnt.
- -
- Consultant
- Edward Jones Investments
- -
- Consultant
- TD Bank Financial Group
- -
Education
- Harvard Law School
- Corporate /ADR
- -
- SEC / FINRA
- Registered Investment Advisor
- CFA Institute
- Chartered Financial Analyst Candidate
- FINRA
- Uniform Investment Advisor LE
- FINRA / IIROC
- Series 63 / Conduct and Practices HandBook (CPH)
- -
- FINRA / IIROC
- Series 4 / Options Licensing Course (OLC)
- IIROC
- Life License Qualification Program (LLQP)
- FINRA / IIROC
- Series 7 / Canadian Securities Course (CSC)
- IIROC
- Canadian Insurance Course (CIC)
- IIROC
- Derivatives Fundamentals Course (DFC)
- UO
- Finance / International Mngt. (B.com)
- UO
- Computer Engineering Program (B.Sc.)
Awards
- Member Inspiration Award
- UNR
- Top Performer Award
- GS
- Business Development Award
- GS
- Team Leadership Award
- GS
- Client Rated Excellence Award
- TD Bank Financial Group
Professional Associations
- Securities and Exchange Commission (SEC)
- Member
- - Current
-
- Financial Industry Regulatory Authority (FINRA)
- Member
- - Current
-
- State Bar of California
- Member
- - Current
-
- American Bar Association
- Member
- - Current
-
- National Association Of Securities Dealers (NASD)
- Member
- - Current
-
- American Bar Association, Business Law Section
- Member
- - Current
-
- The Investment Industry Regulatory Org. of Canada (IIROC)
- Member
- - Current
-
Publications
Articles & Publications
- Value-Added Multidisciplinary Advisory (Time Magazine AMEX Pub.)
- Cross-Border Due Diligence (RBN Journal)
- Corporate 'Fold Equity' (RBN Journal)
- Private Equity Funds (ABA publication (e))
- 'Activist' Hedge Funds: An empirical Study (RBN Journal)
Speaking Engagements
- Criticality of a Robust Compliance Program
- Dodd-Frank & The 'New' SEC
- Raising 'Compliant' Capital - Angel, Venture, & PE
- Goldman Sachs
- Intrinsic Private Equity
- Goldman Sachs
- RIA Compliance
- Compliance Summit
- Private Equity Fundamentals
- Goldman Sachs
Certifications
- Multiple
- Multiple
Websites & Blogs
- Website
- Ryan Nori, Esq.
Social Media
Contact & Map
