Specialized nationally recognized high profile boutique Investor /Employee arbitration/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dollars . Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all other securities. Also filed claims involving over-concentration, Unauthorized trading, churning, bonus disputes, retirement advice, etc. Represent Whistleblowers in claims before the SEC, False Claims Act cases, promissory note disputes, breach of contract claims, and wrongful discharge. As a former prosecutor with over 14 years of prosecutorial experience in New York the firm aggressively represents its clients in all matters, including investor matters, as well as regulatory representation - FINRA & SEC, Wells Notices, subpoena management. Conducts internal corporate investigations and supervisory reviews required by regulatory agencies. Former Assistant DA under Robert Morgenthau and Former Asst Atty General Investor Protection Unit of the NY Atty General under Eliot Spitzer and his predecessor. Attorney Advertising. Prior results to not guarantee future outcomes.