Chico Business Lawyers

I am a qualified securities attorney with over 33 years of experience representing and counseling reporting companies under the 1933 and 1934 Securities and Exchange Acts. My practice primarily focuses on serving as securities counsel, compliance counsel, and general counsel for corporate clients. I have extensive experience in preparing, completing, and filing Exchange Act reports with the SEC, ensuring timely and accurate compliance with all regulatory requirements. As compliance counsel, I develop, instruct, and monitor corporate insider trading policies, Sarbanes-Oxley compliance guidelines, and corporate ethics policies. In my role as general counsel, I advise companies on compliance with state corporate laws and...

Comprehensive risk management and defense representation of credit and collection professionals.