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Sean T Prosser
San Diego, CA Securities Law Lawyer with 31 years of experience
(858) 314-2152
3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationSecurities, Administrative and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 6 years of experience
Securities and Business
California Western School of Law
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages.
The team at the Carlson Law Firm emphasizes direct personal attention with...
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 9 years of experience
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 23 years of experience
Securities, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 41 years of experience
(858) 384-7380
9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 35 years of experience
Free ConsultationSecurities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.
Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.
As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Antitrust and Business
University of California - Los Angeles
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Brian James Robbins
San Diego, CA Securities Law Attorney with 27 years of experience
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.
Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
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William Richard Restis
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Business and Consumer
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.
Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.
After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 20 years of experience
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
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Jason A. Richardson
San Diego, CA Securities Law Attorney
402 West Broadway
4th Floor
San Diego, CA 92101
Securities
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Charles Henry Field Jr
San Diego, CA Securities Law Attorney with 27 years of experience
Securities and Business
McGeorge School of Law Univ of the Pacific
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Tad Michael Mailander
San Diego, CA Securities Law Lawyer with 33 years of experience
Securities and Business
Thomas Jefferson School of Law
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Afsaneh Eghbaldari
San Diego, CA Securities Law Attorney with 16 years of experience
Securities
Thomas Jefferson School of Law
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Robert Schauble
San Diego, CA Securities Law Lawyer with 21 years of experience
Securities, Bankruptcy and Immigration
Thomas Jefferson School of Law
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John Hafner
San Diego, CA Securities Law Lawyer with 17 years of experience
Securities and Business
St. John's University School of Law and University of Kentucky College of Law
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William Aul
San Diego, CA Securities Law Lawyer with 42 years of experience
Securities and Business
California Western School of Law
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John William Davis
San Diego, CA Securities Law Lawyer with 25 years of experience
Securities, Appeals, Business and Consumer
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Justin Farar
San Diego, CA Securities Law Attorney
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 38 years of experience
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
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Gretchen Cowen
La Jolla, CA Securities Law Lawyer with 30 years of experience
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 41 years of experience
(844) 443-5229
Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities and Arbitration & Mediation
Washington Univ School of Law
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Phillip E. Koehnke
Encinitas, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 36 years of experience
Securities
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
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Ryan Nerney
Ladera Ranch, CA Securities Law Attorney
Securities and Employment
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.
Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 8 years of experience
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.
Education:
-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton
-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 18 years of experience
Securities, Arbitration & Mediation, Business and Tax
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
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William F. Capps
Irvine, CA Securities Law Attorney with 51 years of experience
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.
For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
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Ronald Altman
Irvine, CA Securities Law Lawyer with 40 years of experience
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 46 years of experience
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
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Jay Nabil Razzouk
San Bernardino, CA Securities Law Attorney with 15 years of experience
(909) 547-7299
473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business and Entertainment & Sports
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.
Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 19 years of experience
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
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Kevin K. Hull
Irvine, CA Securities Law Lawyer with 23 years of experience
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
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Harrison Pierce Kordestani
Newport Beach, CA Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.
As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.
As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
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Kyle Kirk Lauby
Riverside, CA Securities Law Lawyer with 20 years of experience
Securities, Antitrust and Consumer
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business.
Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
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Joshua Alan Waldman
Irvine, CA Securities Law Attorney with 22 years of experience
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
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Steven Schmulenson
Irvine, CA Securities Law Attorney
Securities and Business
Duke University School of Law and Duke University School of Law
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Deanna Whitestone
Irvine, CA Securities Law Lawyer with 19 years of experience
Securities and Business
Southwestern Law School