San Diego Securities Lawyers

Sean T Prosser
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Sean T Prosser
San Diego, CA Securities Law Lawyer with 28 years of experience
(858) 314-2152 3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationSecurities, Administrative and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Daniel McLeod Carlson
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 27 years of experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Taylor E Darcy
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 2 years of experience
(855) 758-5878 7220 Trade St
Ste 220
San Diego, CA 92121
Securities, Bankruptcy and Business
California Western School of Law
Jeffrey Patrick Lendrum
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 31 years of experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationSecurities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Joshua Franklin
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 20 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
William Richard Restis
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William Richard Restis
San Diego, CA Securities Law Attorney with 14 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business and Consumer
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Karen E. Deschaine
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 13 years of experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Ryan Nerney
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Ryan Nerney
San Diego, CA Securities Law Attorney
(619) 357-7600 501 West Broadway, Suite 800
San Diego, CA 92101
Securities
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Brian James Robbins
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Brian James Robbins
San Diego, CA Securities Law Attorney with 23 years of experience
(619) 525-3990 5040 Shoreham Place
San Diego, CA 92122
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.

Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
John Hafner
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John Hafner
San Diego, CA Securities Law Lawyer with 14 years of experience
(858) 240-5422 402 West Broadway
Suite 400
San Diego, CA 92101
Securities and Business
St. John's University School of Law and University of Kentucky College of Law
Robert Craig Zafis
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 37 years of experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Afsaneh Eghbaldari
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Afsaneh Eghbaldari
San Diego, CA Securities Law Attorney with 13 years of experience
(619) 525-4233 1350 Front Street, Suite 2034
San Diego, CA 92101
Securities
Thomas Jefferson School of Law
William Aul
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William Aul
San Diego, CA Securities Law Lawyer with 39 years of experience
(619) 497-2555 7676 Hazard Center Drive
Suite 500
San Diego, CA 92108
Securities and Business
California Western School of Law
Tad Michael Mailander
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Tad Michael Mailander
San Diego, CA Securities Law Lawyer with 29 years of experience
(619) 239-9034 945 4th Avenue
Suite 311
San Diego, CA 92101
Securities and Business
Thomas Jefferson School of Law
John William Davis
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John William Davis
San Diego, CA Securities Law Lawyer with 21 years of experience
(619) 400-4870 501 W. Broadway, Suite 800
San Diego, CA 92101
Securities, Appeals, Business and Consumer
Robert Schauble
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Robert Schauble
San Diego, CA Securities Law Lawyer with 17 years of experience
(866) 960-0208 1901 First Avenue
Second Floor
San Diego, CA 92101
Securities, Bankruptcy and Immigration
Thomas Jefferson School of Law
Charles Henry Field Jr
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Charles Henry Field Jr
San Diego, CA Securities Law Attorney with 23 years of experience
(619) 577-4253 501 West Broadway
Suite 515
San Diego, CA 92101
Securities and Business
McGeorge School of Law Univ of the Pacific
Jason A. Richardson
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Jason A. Richardson
San Diego, CA Securities Law Attorney
402 West Broadway
4th Floor
San Diego, CA 92101
Securities
Justin Farar
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Justin Farar
San Diego, CA Securities Law Attorney
(619) 798-5581 402 West Broadway, Suite #400
San Diego, CA 92101
Securities
Eric Alan Isaacson
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 34 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Christopher Glenn Beckom
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Christopher Glenn Beckom
La Jolla, CA Securities Law Lawyer with 4 years of experience
(800) 581-7030 4275 Executive Square
Suite 209
La Jolla, CA 92037
Free ConsultationSecurities, Business, Communications and Real Estate
Western State University College of Law
Christopher Glenn Beckom is an attorney practicing in the areas of Commercial Real Estate Transactions, Telecommunications Law, Land Use, Commercial Litigation, Contract Drafting and Negotiation, Corporate Formation and Governance, and Securities Regulation. Christopher is graduate of Western State University, College of Law with a JD, and California State University, Long Beach with an MBA. Mr. Beckom is an active member of the California Association of Realtors, through the Pacific West Realtors Association. Mr. Beckom brings several years of transactional and commercial litigation experience within wireless industry, startup, and small business contexts. Mr. Beckom currently sits on the boards...
John P. Kennedy
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 5 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Jeffrey Steven Kob
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 38 years of experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities and Arbitration & Mediation
Washington Univ School of Law
Gretchen Cowen
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Gretchen Cowen
La Jolla, CA Securities Law Lawyer with 27 years of experience
(760) 931-0903 4275 Executive Square
Suite 200
La Jolla, CA 92037
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
Phillip E. Koehnke Esq.
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Phillip E. Koehnke Esq.
Encinitas, CA Securities Law Attorney with 28 years of experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 32 years of experience
(800) 797-9888 2943 Jefferson Street
Carlsbad, CA 92008
Securities
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Anthony James Dispoto
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 4 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
Ross D. Meador
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Ross D. Meador
Irvine, CA Securities Law Attorney with 33 years of experience
(415) 713-0441 5151 California Ave.
Suite 100
Irvine, CA 92617-3059
Free ConsultationSecurities, Business and International
University of California, Berkeley School of Law

CKR Law Orange County Office is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focus, we respect the need to act with agility, efficiency...
William F. Capps
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William F. Capps
Irvine, CA Securities Law Attorney with 47 years of experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Steven Schmulenson
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Steven Schmulenson
Irvine, CA Securities Law Attorney
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Duke University School of Law and Duke University School of Law
Samantha Smith
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Samantha Smith
Irvine, CA Securities Law Attorney with 16 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 25 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Jay Nabil Razzouk
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Jay Nabil Razzouk
San Bernardino, CA Securities Law Attorney with 11 years of experience
(909) 547-7299 473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business and Entertainment & Sports
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.

Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...
Harrison Pierce Kordestani
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Harrison Pierce Kordestani
Newport Beach, CA Securities Law Attorney with 25 years of experience
(323) 628-7150 4540 Campus Drive
Suite 100
Newport Beach, CA 92660
Securities, Arbitration & Mediation, Business and Entertainment & Sports
Boston University School of Law and California Western School of Law
I have extensive experience in legal, finance, management and company-building.

As an attorney, my focus has been on transactional drafting and negotiation and providing ongoing legal counsel and contract interpretation to numerous private individuals as well as companies in varied fields such as media and entertainment, oil and gas, mining and exploration, virtual reality technologies, private health care, cannabis, and mortgage lending and real estate.

As an entertainment professional, I have acquired, or produced, and distributed dozens of feature films, while usually being active in managing the business and legal affairs of most the companies I have worked for or founded. My...
Simon Leefatt
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Simon Leefatt
Irvine, CA Securities Law Attorney with 5 years of experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
Howard University School of Law
Simon is a dedicated Business and Securities Law Attorney at Jeffer Mangels Butler & Mitchell LLP. His practice areas include mergers and asset acquisitions, commercial financings, restructurings, and governance issues of public and private companies. He is experienced in a variety of industries such as information security, healthcare, and software services. Simon is committed to providing diligent advocacy for your business and securities law needs.

Simon received a B.S. and M.A. from Duke University. In 2015, he earned his J.D. from Howard University School of Law. He is a member of both the California State Bar and District Columbia Bar.
Rick Weed
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Rick Weed
Newport Beach, CA Securities Law Lawyer with 33 years of experience
(800) 215-3728 4695 MacArthur Court
Suite 1430
Newport Beach, CA 92660
Free ConsultationSecurities
St. Mary's University School of Law
Rick Weed, the founder of Weed & Co., provides counsel to persons that sell and trade securities in the U.S. capital markets, with a particular emphasis on equity securities and debt securities with embedded derivative features.
Ronald Altman
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Ronald Altman
Irvine, CA Securities Law Lawyer with 36 years of experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Anthony F. Geraci
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 15 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
James Rylee Deen
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 43 years of experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Craig Volney Butler
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Craig Volney Butler
Irvine, CA Securities Law Lawyer with 25 years of experience
(949) 635-1240 9900 Research Dr
Irvine, CA 92618
Securities and Business
Univ of San Diego School of Law
I have practiced law since 1996, specializing in corporate securities law since 2001. I am licensed to practice in the State of California, and the United States District Court for the Central and Southern Districts of California. After graduating from the University of San Diego School of Law in 1996, I began my career practicing general corporate litigation for the law firm of Lorenz, Alhadeff, Cannon & Rose, LLP, in San Diego, California. After practicing general corporate litigation for four years, in April 2000, I transitioned into transactional law by accepting the position of General Counsel for GTC Telecom Corp.,...
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