Sonoma County Securities Lawyers

Inna Efimchik
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Inna Efimchik
San Mateo County, CA Securities Law Lawyer with 19 years of experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities and Business
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
Karen (Xiaorong) Chen
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Karen (Xiaorong) Chen
Santa Clara County, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive
Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
Yoshito Yamamoto
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Yoshito Yamamoto
Santa Clara County, CA Securities Law Lawyer with 17 years of experience
(408) 660-3928 1250 Oakmead Parkway
Suite 210
Sunnyvale, CA 94085
Free ConsultationSecurities, Business, Employment and Tax
William Richard Conklin
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William Richard Conklin
San Mateo County, CA Securities Law Lawyer with 61 years of experience
(650) 361-1163 643 Bair Island Rd
Ste 200A
Redwood City, CA 94063
Securities, Business, Communications and Consumer
University of California, Hastings College of the Law
Pinakin Milind Masurekar
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Pinakin Milind Masurekar
Santa Clara County, CA Securities Law Lawyer with 20 years of experience
(650) 353-7744 2570 N 1st St, Suite 200
San Jose, CA 95131
Securities, Business, Employment and International
Chicago-Kent College of Law, Illinois Institute of Technology and Government Law College
Scott  Levy
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Scott Levy
Alameda County, CA Securities Law Attorney with 17 years of experience
(510) 451-6732 350 Frank H. Ogawa Plaza
FL 4
Oakland, CA 94612
Securities, Antitrust and Consumer
Fordham University School of Law
Steven Peter Small
Alameda County, CA Securities Law Lawyer with 57 years of experience
(510) 865-2038 2509 Santa Clara Ave
Alameda, CA 94501
Securities, Bankruptcy, Consumer and Real Estate
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Roya Shakoori
Santa Clara County, CA Securities Law Attorney with 18 years of experience
240 E Hacienda Ave
Campbell, CA 95008
Securities, Bankruptcy and Real Estate
Lincoln Law School of San Jose
Ryan Nerney
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Ryan Nerney
Orange County, CA Securities Law Attorney
(619) 357-7600 999 Corporate Drive
Suite 100
Ladera Ranch, CA 92694
Securities and Employment
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
David Meyer
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David Meyer
Los Angeles County, CA Securities Law Attorney with 29 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business and Consumer
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Eric Alan Isaacson
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Eric Alan Isaacson
San Diego County, CA Securities Law Attorney with 38 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Mark Anchor Albert
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Mark Anchor Albert
Los Angeles County, CA Securities Law Attorney with 36 years of experience
(213) 699-1355 445 S Figueroa St
#3100
Los Angeles, CA 90071
Securities, Appeals, Business and Consumer
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
William F. Capps
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William F. Capps
Los Angeles County, CA Securities Law Attorney with 51 years of experience
(310) 201-3513 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Michael N. Steuch
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Michael N. Steuch
Los Angeles County, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles County, CA Securities Law Attorney with 16 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business and Real Estate
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
John Jahrmarkt
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John Jahrmarkt
Los Angeles County, CA Securities Law Attorney with 32 years of experience
(310) 226-7676 2049 Century Park E
#2525
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Employment and Insurance Claims
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
David Young
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David Young
Los Angeles County, CA Securities Law Lawyer with 59 years of experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Richard  Frankowski
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Richard Frankowski
San Francisco County, CA Securities Law Lawyer with 23 years of experience
(415) 969-9338 201 Mission St
Suite 1
San Francisco, CA 94105
Free ConsultationSecurities and Arbitration & Mediation
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Catherine DeBono Holmes
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Catherine DeBono Holmes
Los Angeles County, CA Securities Law Attorney with 47 years of experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
Barry L. Burten
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Barry L. Burten
Los Angeles County, CA Securities Law Attorney with 50 years of experience
(310) 785-5359 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities, Bankruptcy, Business and Real Estate
Harvard Law School
I am a highly experienced California Business attorney. My practice areas include General Corporate, Bankruptcy, Financing, Health Care, Real Estate and Securities Law matters. I represent sellers and purchasers, in addition to serving as outside counsel.

With over 40 years of experience, I provide skilled and knowledgeable counsel. I am committed to the highest level of service and legal advocacy. Visit my website to see representative cases and arrange a consultation.
Joshua Kroot
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Joshua Kroot
Los Angeles County, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856 355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
Anthony James Dispoto
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Anthony James Dispoto
Orange County, CA Securities Law Attorney with 8 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
Brett Gregory Evans
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Brett Gregory Evans
Orange County, CA Securities Law Lawyer with 18 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Tax
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Hamid R. Rafatjoo
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Hamid R. Rafatjoo
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
Steve A. Buchwalter
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Steve A. Buchwalter
Los Angeles County, CA Securities Law Attorney with 31 years of experience
(818) 501-8987 16133 Ventura Blvd
#700
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation and Business
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
Sean T Prosser
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Sean T Prosser
Los Angeles County, CA Securities Law Lawyer with 31 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Glenn Fuller
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Glenn Fuller
Los Angeles County, CA Securities Law Attorney with 32 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Orange County, CA Securities Law Lawyer with 29 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
John P. Kennedy
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John P. Kennedy
San Diego County, CA Securities Law Lawyer with 9 years of experience
(619) 272-7050 655 West Broadway
Suite 870
San Diego, CA 92101
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
Jeffrey Patrick Lendrum
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Jeffrey Patrick Lendrum
San Diego County, CA Securities Law Attorney with 35 years of experience
(888) 809-7832 600 West Broadway
Suite 700
San Diego, CA 92101
Free ConsultationSecurities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
William Richard Restis
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William Richard Restis
San Diego County, CA Securities Law Attorney with 17 years of experience
(619) 270-8383 402 West Broadway
Suite 1520
San Diego, CA 92101
Securities, Business and Consumer
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.

Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.

After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
Anthony F. Geraci
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Anthony F. Geraci
Orange County, CA Securities Law Attorney with 19 years of experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Samantha Smith
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Samantha Smith
Orange County, CA Securities Law Attorney with 20 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Kevin K. Hull
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Kevin K. Hull
Orange County, CA Securities Law Lawyer with 23 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
James Eric Kirkland
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James Eric Kirkland
Los Angeles County, CA Securities Law Attorney with 33 years of experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Communications and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
Roger E. Naghash
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Roger E. Naghash
Orange County, CA Securities Law Attorney with 28 years of experience
(949) 955-1000 19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.

Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
Joshua Franklin
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Joshua Franklin
San Diego County, CA Securities Law Lawyer with 23 years of experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
James Rylee Deen
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James Rylee Deen
Riverside County, CA Securities Law Attorney with 46 years of experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Ronald Altman
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Ronald Altman
Los Angeles County, CA Securities Law Lawyer with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Nicholas J Guiliano
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Nicholas J Guiliano
Los Angeles County, CA Securities Law Lawyer with 28 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationSecurities and Arbitration & Mediation
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
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