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Robert A. Kantas
San Francisco, CA Securities Law Lawyer with 27 years of experience
Free ConsultationSecurities
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Tanya C. Edwards
San Francisco, CA Securities Law Attorney with 23 years of experience
Free ConsultationSecurities
University of Houston Law Center and University of Houston Law Center
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 6 years of experience
Securities and Business
California Western School of Law
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Nicholas J Guiliano
Los Angeles, CA Securities Law Lawyer with 28 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
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Daniel W. Sheerin
Los Angeles, CA Securities Law Attorney with 9 years of experience
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business, IP and Real Estate
Fordham University School of Law
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William S. Shepherd
San Francisco, CA Securities Law Attorney with 34 years of experience
Free ConsultationSecurities
Georgetown University Law Center and South Texas College of Law
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 9 years of experience
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
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M. Tilden Moschetti
Calabasas, CA Securities Law Lawyer with 20 years of experience
Free ConsultationSecurities
University of San Francisco School of Law, San Francisco, California
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William Richard Restis
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Business and Consumer
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.
Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.
After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
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Bennett Jay Yankowitz
Beverly Hills, CA Securities Law Attorney with 43 years of experience
(424) 256-8560
468 North Camden Dr., Suite 350
Beverly Hills, CA 90210
Free ConsultationSecurities and Business
University of Cambridge and University of Southern California
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David Michael Syme
Los Angeles, CA Securities Law Attorney with 10 years of experience
Securities, Business and Real Estate
University of San Francisco School of Law
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Terrance James Evans
San Francisco, CA Securities Law Attorney with 21 years of experience
(415) 957-3130
One Market Plaza, Spear Tower
Suite 2200
San Francisco, CA 94105
Securities, Antitrust, Arbitration & Mediation and Business
Loyola University School of Law
Terrance J. Evans is a partner in the Trial Practice Group of Duane Morris in San Francisco. He concentrates his practice in representing the financial services industry, which includes international, national and community banks; loan service companies; and insurance companies.
With respect to the insurance industry, Mr. Evans concentrates his practice in complex commercial litigation and policy interpretation and analysis. He has represented commercial primary, excess and umbrella insurers in a wide range of multimillion-dollar cases, including declaratory relief, bad faith, rescission, subrogation, indemnity, additional insurance, interpleader and reformation actions.
In relation to the banking industry, Mr. Evans has represented international,...
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Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215
4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach.
Prior to...
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Gordon Craig Young
Danville, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities and Arbitration & Mediation
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
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Brian David McAllister
Santa Clara, CA Securities Law Attorney with 29 years of experience
(408) 334-9074
5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up.
Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
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Anthony F. Geraci
Irvine, CA Securities Law Attorney with 19 years of experience
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
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Roger E. Naghash
Irvine, CA Securities Law Attorney with 28 years of experience
(949) 955-1000
19800 MacArthur Boulevard
Suite 1000
Irvine, CA 92612-2433
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Roger E. Naghash is dedicated to aggressively advocating for the rights and interests of his clients in a broad range of legal matters. He provides customized legal services and representation to fit the specific needs of each client. Always with honesty and integrity, Roger is a fierce advocate who fights for the justice his clients are entitled to under state and federal laws. He is committed to keeping clients informed and involved, and pursuing the best possible outcomes with quality, hands-on, and affordable service.
Roger earned his B.S. from Western State University and his J.D. from Western State University College of...
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Sarah Jane T.C. Truong
Santa Rosa, CA Securities Law Lawyer with 17 years of experience
Securities, Business, Consumer and Products Liability
University of California - Berkeley
Ms. Truong's practice focuses on all aspects of civil litigation and general business litigation.
Ms. Truong joined Perry, Johnson, Anderson, Miller & Moskowitz in October 2018. Prior to joining the firm, she worked as a litigation attorney at two Am Law 100 firms in New York, New York, where she practiced in the areas of complex and multidistrict commercial litigation, contract disputes, data/records management, E-Discovery, cross-border litigation (including the U.K, France, Israel), securities litigation, corporate internal investigations, governmental investigations (including Securities Exchange Commission investigations and antitrust investigations from the Department of Justice and Federal Trade Commission), bankruptcy litigation (as a member...
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Matthew Ryan Wilson
Los Angeles, CA Securities Law Lawyer with 24 years of experience
(310) 623-4562
2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities and Arbitration & Mediation
University of Virginia
Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000.
After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...
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Mark Alexander Klein
HIDDEN VL LK, CA Securities Law Lawyer with 52 years of experience
Securities and Business
University of California Hastings College of the Law
LEGAL CAREER
Mr. Klein was admitted to the State Bar of California in January 1972 and practiced law in California continuously thereafter until his retirement from the international law firm, K&L Gates, effective March 1, 2014.
AREAS OF PRACTICE
Mr. Klein practiced in the areas of securities, mergers and acquisitions and other corporate transactions. He was lead counsel on scores of public offerings, representing both issuers and underwriters, for companies in such diverse industries as biotechnology, medical and research products, Internet and software companies and manufacturing and service companies. Mr. Klein represented underwriters ranging from regional investment banks to bulge bracket...
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Jay Nabil Razzouk
San Bernardino, CA Securities Law Attorney with 15 years of experience
(909) 547-7299
473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business and Entertainment & Sports
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.
Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 44 years of experience
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
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Jonathan D. Littrell
Los Angeles, CA Securities Law Lawyer
(310) 440-4100
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages.
The team at the Carlson Law Firm emphasizes direct personal attention with...
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Peter Marshall
Los Angeles, CA Securities Law Attorney
(310) 424-4082
1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 46 years of experience
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 41 years of experience
(858) 384-7380
9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
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Karen (Xiaorong) Chen
San Jose, CA Securities Law Lawyer
Securities, Business and Real Estate
Santa Clara University School of Law
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Philip Earl Cook
Los Angeles, CA Securities Law Lawyer with 33 years of experience
Securities, Arbitration & Mediation, Business and Insurance Claims
UCLA School of Law
Phil Cook is a first-chair business trial lawyer with experience in jury and bench trials, as well as domestic and international arbitrations before AAA, FINRA and ICC panels. He has argued appeals in the Ninth Circuit and the California Court of Appeal.
Although Phil focuses on policyholder insurance recovery, corporate governance and partnership disputes, and securities and financial products claims, he has represented clients in individual and class action cases involving contract disputes, Business and Professions Code section 17200 claims and other business torts, antitrust and trade regulation, patent and trademark infringement, trade secrets, product liability and toxic torts, governmental...
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Ryan Alexander
Los Angeles, CA Securities Law Attorney with 21 years of experience
(310) 785-6775
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
The John Marshall Law School
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Antitrust and Business
University of California - Los Angeles
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Robyn Manos
Los Angeles, CA Securities Law Lawyer with 32 years of experience
Securities and Business
University of Southern California and University of Southern California
Robyn Manos is a licensed attorney in the State of California with 20 years of corporate law experience.
After graduating from the University of California, Los Angeles magna cum laude with a degree in History, Robyn Manos was selected for full tuition scholarships and an academic fellowship from the University of Southern California. Robyn Manos obtained a Masters of Business Administration from the University of Southern California Graduate School of Business Administration in 1992. Concurrently, Robyn Manos obtained a Juris Doctor from the University of Southern California Law Center, and was awarded an Academic Merit Scholar Award and American...
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Kenneth Scott August
Irvine, CA Securities Law Lawyer with 32 years of experience
Securities, Business and International
American University Washington College of Law, American University Washington College of Law and American U Washington COL
Mr. August has been practicing corporate and transactional law for over 30 years. He began his legal career in Washington, D.C., at the firm of Lane & Edson, where he was part of the team representing Wesray Capital on leveraged buyout transactions, and subsequently associated with the Washington, D.C. office of Dow, Lohnes & Albertson, where he serviced its telecommunications and other clients with corporate fundraising and strategic transactions. In 1990, he moved to California to serve in the Los Angeles office of Graham & James, handling securities, mergers & acquisitions and other transactions for its primarily international...
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 20 years of experience
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
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Val D. Hornstein
Los Angeles, CA Securities Law Lawyer with 39 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and IP
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
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Stanley C. Morris
Santa Monica, CA Securities Law Lawyer with 34 years of experience
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
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Kevin K. Hull
Irvine, CA Securities Law Lawyer with 23 years of experience
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
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Brad Andrew Hakala
Long Beach, CA Securities Law Attorney with 19 years of experience
Securities, Arbitration & Mediation, Business and Employment
Loyola Law School, Los Angeles
Having previously practiced at an American Law 100 firm as well as in-house counsel for a multi-national corporation, Mr. Hakala brings both legal expertise and business sense to the business transactions that clients seek to accomplish and the complex legal problems that they seek to litigate and resolve. Mr. Hakala has not only litigated various complex business and employment matters on behalf of Fortune 100 clients, he also provides general business, technology, and media law representation to various companies, including start-up businesses and those in the renewable energies sector. Mr. Hakala is an experienced business litigator who has also...
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Samantha Smith
Irvine, CA Securities Law Attorney with 20 years of experience
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.
Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
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Isaac D Gradman
Santa Rosa, CA Securities Law Attorney with 17 years of experience
Securities and Business
New York University School of Law
Mr. Gradman is one of the country’s leading experts in mortgage-backed securities litigation and other legal issues stemming from the mortgage crisis. He provides services to clients in litigation, mortgage finance & structured products and business law.
While practicing as a commercial litigator at Arnold & Porter (formerly Howard Rice) in San Francisco, Mr. Gradman was involved in some of the earliest litigation arising from the subprime mortgage crisis, including the representation of PMI Mortgage Insurance Co. in a suit against WMC Mortgage Corp. and its parent, GE Money Bank, over misrepresentations relating to a $1 billion pool of subprime mortgages....