New Jersey Securities Lawyers

Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...

Mr. Duffy works mostly with entrepreneurs and businesses of all sizes. In addition to his J.D. from Rutgers Law School, he holds a Dual LL.M. (Master of Laws) Degree in Tax and in Securities & Financial Regulation from Georgetown Law School where he also earned a Certificate in Pensions & Benefits (part of Tax LL.M.) and was an Olin Scholar in Law & Economics. Since many of his clients are internet entrepreneurs or businesses, he is accomplished in internet law, especially CDA Section 230. Marketing is important on the Internet (and pretty much everywhere else too) that...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

I bring twenty years of financial experience and fifteen years of criminal law experience to the firm. My financial skills were honed at the Wall Street offices of J.P. Morgan, Chase Manhattan Bank and Kidder Peabody. My criminal law skills were developed as a Public Defender and as the First Assistant Prosecutor in Ocean County.

Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.

Mr. Timoni is an established business lawyer and Certified Public Accountant with more than 35 years’ experience in the health care, real estate and hospitality industries.

His primary focus is the representation of corporations, partnerships, limited liability companies, nonprofit organizations, closely held businesses and entrepreneurs. Mr. Timoni regularly advises clients regarding entity formation and restructuring, financing, technology licensing, franchising, mergers, acquisitions and sales, joint ventures, dissolutions, taxation, valuation, corporate governance and regulatory issues. In the health care field, Mr. Timoni represents health care providers concerning managed care contracting, Medicare and Medicaid reimbursement; privacy, including HIPAA; fraud and abuse; legal and ethical...

The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...

David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...

Ross represents clients in a wide range of complex commercial and consumer disputes, including consumer and insurance fraud, whistleblower actions, healthcare disputes, securities, class actions, and general business litigation. Ross has extensive experience litigating complex matters in federal district and appellate courts across the country and has consistently achieved positive results for his clients. Ross graduated from the George Washington University Law School, with honors, and the Catholic University of America with a B.S. in Business Administration, majoring in Finance. While in law school, Ross worked for the Securities and Exchange Commission’s Office of Chief Counsel for its Division of...

Alexander is a litigation generalist with experience prosecuting and defending a wide variety of civil actions in state and federal courts across New York and New Jersey. Born and raised in northern New Jersey, Alexander hails from a family of lawyers and brings the collective wisdom of their past legal practice experience to bear for the benefit of his friends and clients. A graduate of Duke University and Seton Hall Law School, Alexander received his early legal training and experience at a premier regional law firm before spending several years as an associate with one of America’s largest firms. Alexander started...

Zev Rose is the senior shareholder and President of Sherman Silverstein and ex-officio member of the Firm's Management Committee. Mr. Rose is a preeminent attorney, advisor, and community leader. He has practiced real estate law for more than 50 years. He has represented major clients in the acquisition, financing, development, management, and sale of shopping centers, apartment complexes, office buildings, and residential projects throughout the eastern seaboard. Mr. Rose also has consummate expertise in corporate, partnership, business and financing law and transactions.

Before entering private law practice, Mr. Rose was Law Secretary to the Honorable Mitchell H. Cohen, US District Court,...

Christopher Chiacchio's practice focuses on fund formation and private placements, along with Corporate Law, Complex Contract Negotiations and Mergers and Acquisitions. Mr. Chiacchio’s community devotion runs deep. He served as Mayor of Moorestown Township, and was a member of Moorestown's Township Council. He was also a member of Moorestown Township Planning Board, and the Cinnaminson Township Zoning Board and Planning Board. He recently wrapped up serving as the former Chairman of Moorestown's Economic Development Advisory Committee. Mr. Chiacchio received his Bachelor’s Degree from Rutgers University and his J.D. from Widener Law School. Upon graduating Law...

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.

Mr. Komar has developed an intimate working knowledge of...

Warren Law Group is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration. Contact Chris Warren today to learn about how Warren Law Group can protect your rights and bring your business to the next level.

Highly experienced and certified trial attorney with integrity. Knowledgeable in the areas of malpractice and personal injury. Very professional and is a relentless advocate for his clients. Other lawyers trust him with their cases when they need help. Clients and lawyers can feel confident when they have Ray on their side.

John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...

Solo attorney in Hoboken, with full practice, catering to the representation of aggrieved investors against brokers and investment firms.

Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.

Financial services law practice focused on representing investors in FINRA arbitration cases and advisors in employment-related matters. Additional background in corporate climate change risk and other environmental, social, and governance (ESG) issues relevant to investing.

Mark Wendaur serves as counsel in the firm’s Business Law & Transactions practice group. Mark maintains a broad corporate and transactional practice focusing on mergers and acquisitions, commercial agreements, corporate governance, venture capital transactions, and corporate restructurings. He also represents clients in commercial real estate and energy matters, including transactions, financing, land use, and zoning issues. Mark represents clients of all sizes, including individuals, closely held companies, investor groups, publicly traded companies, and government entities. He regularly provides strategic business counseling to these clients to help them achieve their goals and business objectives. Prior to joining Offit Kurman, Mark owned and operated...

BIOGRAPHY Lauren is a Partner with Calcagni & Kanefsky. She focuses her practice on litigation and internal investigations, concentrating on all matters of employment law. Lauren is a former federal prosecutor (AUSA), and a former securities enforcement counsel (FINRA). A seasoned trial attorney, Lauren has vast experience in federal, state, and regulatory matters, as well as arbitration. She regularly handles employment litigation, workplace investigations, government inquiries, high-stakes workplace disputes, and C-suite employment negotiations. Lauren is often called upon to structure and negotiate employment agreements, restrictive covenants (including non-competition clauses), separation agreements, and executive compensation arrangements.