Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
Jonathan S. Berck
New York, NY Securities Law Attorney with 37 years of experience
Securities and Business
Harvard Law School and Columbia Law School
Claimed Lawyer Profile
Anthony George Mango
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Claimed Lawyer ProfileSocial Media
Mark Zafrin
New York, NY Securities Law Attorney
Securities, Business and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Claimed Lawyer ProfileSocial Media
Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Claimed Lawyer ProfileBlawg SearchSocial Media
Robert J. Grand
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.
Mr. Grand has extensive experience representing founders, partners, joint...
Claimed Lawyer ProfileBlawg Search
Andrew Reich
New York, NY Securities Law Attorney
Securities, Bankruptcy and Employment
University of Michigan Law School
Claimed Lawyer ProfileBlawg SearchSocial Media
Matthew C. Plant
New York, NY Securities Law Lawyer with 25 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Brooklyn Law School
Claimed Lawyer ProfileSocial Media
Robert Brian Volynsky
New York, NY Securities Law Lawyer
Securities
Hofstra University
Claimed Lawyer ProfileBlawg SearchSocial Media
Robert R. Miller
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.
He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
Claimed Lawyer ProfileSocial Media
Justin Goldblatt
New York, NY Securities Law Attorney with 18 years of experience
Securities and Bankruptcy
Claimed Lawyer ProfileBlawg SearchSocial Media
Diane Mall Sammarco
New York, NY Securities Law Lawyer with 25 years of experience
Securities, Business and Employment
Brooklyn Law School and Binghamton University
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.
In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
Claimed Lawyer ProfileBlawg SearchSocial Media
Sandra P. Lahens
New York, NY Securities Law Attorney with 19 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.
Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
Claimed Lawyer ProfileBlawg SearchSocial Media
Rick Mayer
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
Claimed Lawyer ProfileSocial Media
Wallace Anthony Showman
New York, NY Securities Law Lawyer with 35 years of experience
Securities, Antitrust, Business and Consumer
New York University School of Law
Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants). He has represented both claimants and respondents in FINRA securities arbitrations. He has also represented clients in FINRA investigations and has conducted internal corporate investigations. He has lectured on securities litigation at NYU and Fordham University. Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.
Claimed Lawyer Profile
Marc Durant
New York, NY Securities Law Lawyer with 32 years of experience
Securities and White Collar Crime
Harvard Law School and Harvard Law School
Former Assistant United States Attorney, Deputy Chief, Criminal Division. I specialize in criminal, securities, and civil financial litigation, regularly appearing in federal courts in New York, Philadelphia and nationwide. Full bio available at www.Daileyllp.com.
Claimed Lawyer ProfileSocial Media
Jeffery Dailey
New York City, NY Securities Law Attorney with 24 years of experience
Securities and Business
Syracuse University College of Law
Mr. Dailey represents businesses and business owners in disputes that arise out of mergers and acquisitions, disagreements between owners, damaged customer or client relationships, improper actions taken by competitors, or investigations by regulators such as the SEC or PCAOB.
Over the years he has become known for his ability to explain complex transactions and relationships in plain language that average people and judges understand.
Claimed Lawyer ProfileBlawg SearchSocial Media
Robert J. Moses
New York, NY Securities Law Lawyer with 31 years of experience
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Claimed Lawyer ProfileSocial Media
Thomas McGirr Sanford
New York, NY Securities Law Attorney with 30 years of experience
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney.
I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters.
I also represent insurance carriers as monitoring counsel in connection with complex securities class...
Claimed Lawyer ProfileSocial Media
Lori Baitarian
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
Columbia Law School and Lebanese University Faculty of Law
Claimed Lawyer Profile
John Tollefsen
New York, NY Securities Law Attorney with 49 years of experience
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Claimed Lawyer ProfileSocial Media
Miro Lati
New York, NY Securities Law Attorney with 14 years of experience
Securities and Business
Maurice A. Deane School of Law at Hofstra University
Claimed Lawyer ProfileSocial Media
Frank Xu
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, IP and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
Claimed Lawyer ProfileBlawg SearchSocial Media
Christopher Keogh
New York, NY Securities Law Attorney
Securities and Arbitration & Mediation
Fordham University School of Law
Claimed Lawyer ProfileSocial Media
Matthew Browndorf
New York, NY Securities Law Attorney with 20 years of experience
Securities, Business and White Collar Crime
Claimed Lawyer Profile
John Altorelli
New York, NY Securities Law Lawyer with 29 years of experience
555 Madison Avenue
Floor 5
New York, NY 10022
Securities, Antitrust, Business and IP
Cornell Law School
John Altorelli is a highly accomplished mergers and acquisitions attorney with over 30 years of experience.
Over the course of his career, Altorelli has worked on numerous high-profile transactions, representing both buyers and sellers.
Claimed Lawyer ProfileSocial Media
Ruth Jin
New York, NY Securities Law Lawyer
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Claimed Lawyer ProfileSocial Media
Roman Begelfer
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
Claimed Lawyer Profile
Martin P. Russo
New York, NY Securities Law Attorney with 30 years of experience
Securities and Business
Harvard Law School
Martin P. Russo is an accomplished litigator with more than 20 years of experience handling complex business litigation in state and federal courts nationwide, as well as before a panoply of alternative dispute resolution forums. His practice includes sophisticated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly-held and private companies in the?United States?and abroad.
Marty has developed a robust practice representing prominent local and international individuals and entities in multi-jurisdictional litigation. His ‘value-added’ and a key driver of success is the ability to craft and execute innovative strategies to accomplish his clients’...
Claimed Lawyer Profile
Saboor H. AbdulJaami
New York, NY Securities Law Lawyer with 20 years of experience
Securities, Business and International
New York University School of Law
Claimed Lawyer Profile
Kamal Jafarnia
New York, NY Securities Law Lawyer with 31 years of experience
(713) 927-8082
335 Madison Avenue
5th Floor, Suite B
New York, NY 10017
Securities, Business and Real Estate
Georgetown University Law Center and Temple University Beasley School of Law
Until Spring 2021 Kamal Jafarnia currently served as General Counsel and Chief Compliance Officer at Artivest Holdings, Inc., which position he has held since October 2018, and as Chief Compliance Officer to its Investment Management business at the Altegris Advisers. Prior to Artivest, Mr. Jafarnia served as Managing Director for Legal and Business Development at Provasi Capital Partners LP. Prior to that, from October 2014 to December 2017, he served as Senior Vice President of W.P. Carey Inc. (NYSE: WPC), as well as Senior Vice President and Chief Compliance Officer of Carey Credit Advisors, Inc. and as Chief Compliance...
Claimed Lawyer Profile
Eric Berry
New York, NY Securities Law Lawyer with 39 years of experience
Securities, Appeals and Real Estate
Claimed Lawyer Profile
Amy D'Agostino
New York, New York Securities Law Lawyer with 20 years of experience
Securities, Business and IP
Pace University School of Law
Claimed Lawyer ProfileSocial Media
Joshua Buhler
New York, NY Securities Law Lawyer
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following:
- Strategic and legal advice to small/mid-cap businesses and their founders
- Corporate and LLC formation
- Partnership, shareholder and LLC operating agreements
- Employment contracts
- Non-compete, non-solicit and confidentiality agreements
- Trademark and copyright registration
- Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A)
I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Claimed Lawyer Profile
Justin M. Sher
New York, NY Securities Law Lawyer with 23 years of experience
Securities and Business
New York University School of Law
Justin Sher represents executives, entrepreneurs and companies in complex business disputes and white collar criminal investigations. He is the founder and managing partner of Sher LLP.
Claimed Lawyer Profile
Mario Naim
New York, NY Securities Law Lawyer with 20 years of experience
My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.
Claimed Lawyer Profile
Elena Volkova
New York, NY Securities Law Lawyer with 21 years of experience
Securities, Business and International
Fordham University
Claimed Lawyer Profile
Jonathan Levine
New York, NY Securities Law Attorney with 23 years of experience
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
Claimed Lawyer Profile
David Sobol
New York, NY Securities Law Lawyer
499 Park Avenue
New York, NY
Securities and Business
New York University School of Law
Claimed Lawyer Profile
Justin Edward Silberberg
New York, NY Securities Law Attorney with 17 years of experience
(212) 459-7225
The New York Times Building
620 Eighth Avenue
New York, NY 10018-1405
Securities
Brooklyn Law School
Claimed Lawyer Profile
Dmitriy Molchanov
New York, NY Securities Law Attorney with 6 years of experience
Securities and Business
University of Pennsylvania Law School