Tompkins County Securities Lawyers

Thomas Perry Setser
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Thomas Perry Setser
Monroe County, NY Securities Law Attorney with 25 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Robert L. Herskovits
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Robert L. Herskovits
New York County, NY Securities Law Lawyer
(212) 897-5410 305 Broadway 7th Floor
New York, NY 10007
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York County, NY Securities Law Lawyer with 35 years of experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Ross B. Intelisano
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Ross B. Intelisano
New York County, NY Securities Law Attorney with 29 years of experience
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Bradley L. Henry
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Bradley L. Henry
New York County, NY Securities Law Attorney with 17 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Appeals, Business and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Adam Gana
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Adam Gana
New York County, NY Securities Law Lawyer with 18 years of experience
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationSecurities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Mary Madeline Roberts
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Mary Madeline Roberts
New York County, NY Securities Law Lawyer with 8 years of experience
(212) 616-7555 43 West 43rd Street
Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION: Email: inquiry@marymadelineroberts.legal Phone: (212) 616-7555 http://www.marymadelineroberts.legal
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
New York County, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Securities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Thomas Ajamie
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Thomas Ajamie
New York County, NY Securities Law Attorney with 38 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Sonya Tien
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Sonya Tien
New York County, NY Securities Law Attorney with 12 years of experience
(212) 810-7688 42 Broadway
12th Floor, Suite 349
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and IP
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
Jenice Malecki
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Jenice Malecki
New York County, NY Securities Law Attorney with 32 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Business and Employment
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Marvin L. Frank
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Marvin L. Frank
New York County, NY Securities Law Attorney with 33 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Marc Fitapelli
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Marc Fitapelli
New York County, NY Securities Law Lawyer with 17 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Real Estate
Maurice A. Deane School of Law at Hofstra University
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York County, NY Securities Law Attorney with 23 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Antitrust, Appeals and White Collar Crime
Southern Methodist University
Ryan Blanch is a well-known Reputation Management attorney. With years of experience as a New York criminal defense lawyer, Mr. Blanch has successfully handled a wide variety of crises, including government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors. Mr. Blanch has represented numerous individuals, including executives, attorneys, accountants, health care providers, financial industry professionals, as well as various corporations, in high-stake reputational crises. His unparalleled expertise has made him one of the most sought-after attorneys in the field of Reputation Management. With a track record of success, Mr. Blanch has had a number of cases chronicled in various media outlets....
Ekaterina Mouratova
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Ekaterina Mouratova
New York County, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Elisabeth Haub School of Law - Pace University
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
T. Edward Williams
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T. Edward Williams
New York County, NY Securities Law Lawyer with 14 years of experience
(212) 417-0430 45 Rockefeller Plaza 20th FL
New York, NY 10111
Free ConsultationSecurities, Bankruptcy, Business and International
The University of Denver Sturm College of Law
Mr. Williams' experience includes both trial and transactional work. Mr. Williams has appeared in Federal and State courts, representing individuals and businesses in various matters, including claims involving Employment Discrimination, Bankruptcy Adversarial Proceedings, Breach of Contract, Real Estate Disputes, Real Estate Partition, Real Estate Litigation, Shareholder Disputes, and Employee Stock Ownership Plans (ESOP). On the transactional side of his practice, Mr. Williams focuses on Private Placement Memorandum (PPM), Choice of Entities issues, Partnership Dissolution, Post-and-pre-nuptial Agreements, and Trusts and Estate Planning.
Gabriel  Berg
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Gabriel Berg
New York County, NY Securities Law Lawyer with 26 years of experience
(212) 980-7458 1325 Avenue of the Americas - Suite 2601
New York, NY 10019
Securities, Business and Real Estate
American University Washington College of Law
Gabriel Berg is a partner in Robins Kaplan’s New York office. A true trial lawyer, Gabriel has tried numerous complex commercial jury trials, bench trials and arbitrations, as plaintiffs and defendants across a broad range of business sectors. From the moment he meets a client to his final words in closing argument, Gabriel weighs every strategic decision by considering its impact on the trial. Even in matters that settle quickly, this trial-focused approach increases the value of Gabriel’s cases. While Gabriel has won numerous cases through motion practice and interlocutory appeal, he has had the unique opportunity to gain trial experience...
Mark J. Astarita
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Mark J. Astarita
New York County, NY Securities Law Attorney with 42 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Barry R. Lax
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Barry R. Lax
New York County, NY Securities Law Lawyer with 30 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Adam J. Weinstein
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Adam J. Weinstein
New York County, NY Securities Law Attorney with 13 years of experience
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Gregory A. Frank
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Gregory A. Frank
New York County, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Tony  Harwood
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Tony Harwood
New York County, NY Securities Law Lawyer with 36 years of experience
(212) 867-6820 260 Madison Ave
16th Floor
New York, NY 10016
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics. I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence. {This...
Robert W. Anderson
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Robert W. Anderson
New York County, NY Securities Law Attorney with 37 years of experience
(212) 742-3390 200 Liberty St
27th floor
New York, NY 10281
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Cesar Mejia Duenas
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Cesar Mejia Duenas
New York County, NY Securities Law Attorney with 13 years of experience
(888) 679-6710 224 W 35th St, Ste 500 PMB 151
New York, NY 10001
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
Ross Evan Pitcoff
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Ross Evan Pitcoff
New York County, NY Securities Law Lawyer with 12 years of experience
(646) 386-0990 250 Park Ave
7th FL
New York City, NY 10177
Free ConsultationSecurities, Arbitration & Mediation and Business
Fordham University School of Law
Mr. Ross Pitcoff, Founder of Pitcoff Law Group, has 10+ years of corporate transactional and business litigation experience. A graduate of Fordham University School of Law in 2010. Ross Pitcoff represents business owners and, on occasion, individuals, in all types of complex commercial disputes. Ross Pitcoff also provides general counsel and corporate-transactional services to businesses in the financial services, and medical professional industries. This includes company formation and strategy, review of contractual and vendor agreements, acquisitions and overseeing asset purchases and sales. Contact Ross Pitcoff: ross@pitcofflawgroup.com (646) 386-0990
Robert Van de Veire
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Robert Van de Veire
New York County, NY Securities Law Lawyer
(212) 658-1852 28 Liberty St 30th Floor
New York, NY 10005
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
Jeffrey Linehan
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Jeffrey Linehan
New York County, NY Securities Law Attorney with 13 years of experience
(646) 290-7033 305 Broadway
7th Floor
New York, NY 10007
Securities and White Collar Crime
New York Law School
I'm a former prosecutor, current defense attorney, and a proud New Yorker of 18 years. My areas of focus are criminal defense and professional medical discipline. I'm familiar with securities regulations and investigated public corruption for state government. As your defense lawyer, I would bring a decade of trial and investigation experience and an eye for the weaknesses in even the most complex of cases. I live in Brooklyn with my partner and two bulldogs.
Brent Adam Burns
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Brent Adam Burns
New York County, NY Securities Law Attorney with 30 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation and Employment
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York County, NY Securities Law Attorney with 26 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Robert R. Miller
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Robert R. Miller
New York County, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
David Edward Robbins
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David Edward Robbins
New York County, NY Securities Law Lawyer with 49 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free ConsultationSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Robert J. Grand
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Robert J. Grand
New York County, NY Securities Law Attorney with 29 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
August M. Iorio
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August M. Iorio
New York County, NY Securities Law Attorney with 12 years of experience
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10004
Free ConsultationSecurities and Arbitration & Mediation
Seattle University School of Law
August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.

Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...
Daniel E. Katz
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Daniel E. Katz
New York County, NY Securities Law Lawyer with 43 years of experience
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Securities, Arbitration & Mediation, Business and Employment
Brooklyn Law School and University of Michigan Law School
Daniel E. Katz is a Founding Partner of Rich, Intelisano & Katz, LLP. He specializes in construction law, commercial law and securities and employment arbitrations. Mr. Katz has received the highest designation (A-V) from the Martindale-Hubbell Peer Rating Review. He was recognized as a "Super Lawyer" in the field of Construction Litigation every year since 2006. He is also a Fellow in the Construction Lawyers Society of America, which is a nationwide organization of leading practitioners in the field.

Mr. Katz obtained his Juris Doctor magna cum laude from Brooklyn Law School. He graduated from the University of Michigan with a...
Mark Strauss
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Mark Strauss
New York County, NY Securities Law Lawyer with 30 years of experience
(212) 729-9496 590 Madison Ave
21st floor
New York, NY 10022
Free ConsultationSecurities
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
Neil Fridman
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Neil Fridman
New York County, NY Securities Law Lawyer with 14 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Jacqueline Candella
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Jacqueline Candella
New York County, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities and Arbitration & Mediation
New York Law School
Jonathan Kurta
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Jonathan Kurta
New York County, NY Securities Law Attorney with 16 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities and Arbitration & Mediation
Maurice A. Deane School of Law at Hofstra University
Brandon S. Schwartz
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Brandon S. Schwartz
New York County, NY Securities Law Lawyer with 6 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Mark Zafrin
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Mark Zafrin
New York County, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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