Santa Rosa Securities Lawyers

Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm’s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often acts as outside general counsel for its clients’ businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Texas and California, business law firm, my firm...

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...

For more than 40 years, Mr. Kardell has dedicated his practice to complex employment law issues with a focus on whistleblower law and corporate internal investigations. He has represented executives and employees in the first cases brought in the state and federal courts in Texas dealing with non-retaliation rights under a corporate code of ethics. He has also represented a number of Wall Street whistleblowers who have disclosed improprieties that led to the financial markets implosion, including Richard Bowen, the Citibank whistleblower whose testimony before Congress is generally credited as the stimulus for the current Department of Justice prosecutions of...

Sean’s years of experience as an active-duty US Army Captain in the selective and prestigious US Army Judge Advocate General’s (JAG) Corps are a valuable asset to Tully Rinckey PLLC’s military law practice group. Having served his country honorably at the largest military installation in the world in Fort Hood, Texas as a Judge Advocate from 2009 until 2013, Sean is an aggressive and tenacious advocate for all service members facing legal issues. He is able to pull from his significant and diverse experience as an active-duty attorney in the Army JAG Corps, and as a civilian military law attorney,...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...

As a former federal prosecutor, Dan has an insider's knowledge of the tactics used by and resources available to federal prosecutors. He has used this knowledge and his over 33 years of trial experience to independently and successfully defend board chairmen, CEOs, CFOs, doctors, lawyers, CPAs, entrepreneurs, preachers, companies, and individuals embroiled in complex white collar criminal cases. He has been involved in numerous high-profile bank fraud, securities fraud, health care fraud, antitrust, IRS tax and corporate fraud cases. He successfully obtained acquittals in an indictment brought by Whitewater Independent Counsel Ken Starr and took President Bill Clinton's testimony in...

Linda Broocks is partner in the Houston office of Kean Miller. She joined the firm in 2017 and maintains an active practice in trials and appeals of complex commercial, securities, personal injury, employment and real estate cases.

Linda is Board Certified in Civil Trial Law and Civil Appellate Law by the Texas Board of Legal Specialization and is also a certified mediator, with experience mediating a variety of civil suits, and an arbitrator for the Financial Industry Regulatory Authority.

Linda has been recognized by Thomson Reuters among the Texas Super Lawyers in civil litigation defense in every year of voting. She was...

John S. “Jack” Edwards, Jr. handles a wide variety of civil matters in state and federal courts throughout the country. He has represented clients in antitrust, contracts, copyright, ERISA, fraud, insurance coverage, product liability, securities, trade secrets, toxic tort, and wrongful death cases. Many of his cases involve highly technical industries, such as vehicle manufacturing or radio-communication systems. Others involve representing victims of financial fraud, whether in single-plaintiff actions or in class actions under ERISA or securities law. He has tried cases in Texas and Pennsylvania.

Over an exemplary 25 year career, Brent C. Perry has distinguished himself as a skilled litigator. His wealth of experience has helped clients in a wide range of business and legal matters solve complex issues. Mr. Perry attended the University of Chicago Law School and graduated in 1989, after which he served as a law clerk for the U.S. District Judge Ricardo Hinojosa in Texas. Mr. Perry then joined Baker Botts, LLP in 1990 and Bracewell & Giuliania, LLP in 1993. This gave Mr. Perry valuable hands-on experience that propelled him further in his career. He...

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

Cenkus Law helps quickly growing and medium-sized businesses with all of their legal needs in Austin, Houston and throughout Texas. Services include forming partnerships, corporations and LLCs, founders’ agreements, partner and founder disputes, raising capital, mergers and acquisitions, contract review and general outside counsel services.

B.A., University of Texas Austin (Plan II Honors)

J.D., New York University School of Law

Business Essentials Certificate ("Mini-MBA"), University of North Carolina Kenan-Flagler Business School

Before opening Goff Law, PLLC, Mr. Goff practiced with a prominent personal injury defense litigation firm in Dallas. In his time fighting on behalf of the biggest insurance companies in Texas, Mr. Goff learned what insurance adjusters value most: giving you as little as you deserve until they are forced to. Mr. Goff has the unique perspective of knowing how the insurance companies value your doctors, your injuries, their risk, and your future. Let us handle your past and work with you on your future.

With experience spanning the insurance industry, a large Dallas law firm, and the federal government, Timothy brings a unique set of skills to his client's legal needs. He founded Evergreen Law PLLC with a commitment to integrity, transparent and responsive client communication, tech-enabled solutions, upfront pricing, and a passionate commitment to understanding each client's particular situation. Contact Evergreen Law for your free consultation today.

Nimble Gravity - Co-founder and Partner in a super successful data science and digital transformation consulting firm. Over 100 employees and growing. Ai4.Legal - Building a law practice that uses technology to save you time and money. Free up spend from legal to instead grow your business.

Attorney Justin N. Bryan joined the McCathern Dallas office in 2016 and his legal practice focuses on Business and Securities Litigation, but he has experience in many areas of law. Mr. Bryan represents defendants in complex multi-million dollar litigation and has also recovered millions of dollars for plaintiffs.

Mr. Bryan is a graduate of the Texas Tech University School of Law in Lubbock where he was awarded the American Jurisprudence Award for Advanced Legal Research and Property and was a member of Phi Delta Phi, an international legal honor society. He received his Bachelor of Science from Texas A&M University and...

Sam Smith has represented startups and small businesses with all aspects of corporate transactions and trademark issues including registration, prosecution, enforcement and licensing. He has also represented large financial institutions and investment banks in all aspects of corporate transactions including advising on entity selection and formation, capital structure, securities regulations and commercial contract drafting. He advises closely held businesses in business entity selection and formation, business financing and operations, purchasing/selling a business, and drafting and negotiating commercial contracts. He also advises individuals and entrepreneurs with the design and implementation of estate planning and succession planning strategies

I am the founding partner of Kesse PLLC, a corporate law firm. Prior to founding Kesse PLLC, I worked at the biggest law firms in the country. My practice focuses on securities, capital markets, SEC reporting, emerging companies and startups, and general corporate law. I regularly advise clients on public and private securities offerings and financings, including U.S.-Canadian cross-border offerings and other foreign private issuer offerings. I assist clients with IPOs, Regulation A+ offerings, direct listings, follow-on/secondary offerings, private placements, crowdfunding, private company financings, pre-IPO counseling, SPAC formations, IPOs and business combinations (deSPACs), tender offers, emerging company and startup financings,...

John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...

With more than 12 years of experience in private practice, Lisa Thorsen provides sound, practical counsel and local market expertise on business law matters in Texas and California. As outside general counsel, Lisa provides a range of services, from company formations to corporate transactions, including mergers and acquisitions, asset and stock purchases and sales, debt and dispute settlements, company structuring, and licensing matters.

Dustin advises clients about their business-related matters at the federal, state, and international levels with experience in corporate, tax, securities, and related issues. Dustin has experience providing tax and business services, including the reformation and restructuring of large multi-national businesses to achieve strategic tax and business objectives. Dustin works with business owners, corporate officers, and other advisors in structuring acquisitions, dispositions, reorganizations, and corporate financing arrangements to provide efficient solutions to tax and business issues across a variety of industries. In addition to his business and tax planning experience, Dustin has experience resolving taxpayer issues during IRS examination or collection status,...

Judith Meyer is a partner in the Houston office of Kean Miller. She joined the firm in 2017 and focuses her practice on securities litigation, broker litigation, breach of contract matters, business disputes, mediation and arbitration, construction defect litigation, premises liability and toxic tort defense, employment torts, and commercial real estate matters.

Judith is a qualified mediator for general civil disputes under the Texas Alternative Dispute Resolution Act and has served as a volunteer mediator for the Harris County Dispute Resolution Center.

Judith earned her B.S., magna cum laude, from Louisiana State University in 1979. She earned her J.D. in 1985 from...

Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....

Hamp Skelton grew up in Atlanta, Georgia. He graduated from Princeton University in 1978 and from the University of Texas School of Law in 1981. He and his wife, Karen, have three sons, now all in their mid-20s. Hamp has tried lawsuits in Texas for more than 40 years. He began his career at Vinson & Elkins in Houston in 1981, practicing in its commercial litigation section. He moved back to to Austin in 1986, joining Akin, Gump, Strauss, Hauer & Feld. He built a litigation section for that office, serving as partner in charge of litigation. His present...

As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

Arnold Shokouhi is an equity owner and the Managing Partner for McCathern. Arnold currently practices in the area of commercial, director and officer liability, and employment litigation. Arnold also heads McCathern's Banking and Mortgage section, and has extensive experience in the mortgage banking industry. His section handles everything from drafting mortgage documents to dealing with state and federal compliance matters for financial institutions and service providers. Additionally, his experience handling transactional matters has given him the ability to effectively filter through the intricacies of complex commercial litigation matters. Arnold has played a critical role in the litigation of multi-million dollar...

David Siegel has helped thousands of people obtain redress through our court system. He has over 30 years of experience advising businesses and individuals in commercial litigation, fiduciary duty and partnership litigation, liability suits, mass tort actions, consumer class actions, securities litigation, and bankruptcy litigation.

David’s cross-border work includes arguing on behalf of clients located in the Philippines and Latin America, among other regions. His successes include successfully representing thousands of agricultural workers in toxic pesticide litigation; successfully representing investors in arbitration claims against their investment advisers; successfully representing wrongful death claimants in a suit against a private prison company for...

Courtney Scobie’s practice focuses on complex commercial litigation in state and federal courts, arbitration, and federal government investigations. Her experience includes a fraud and theft case on behalf of a large technology company, a breach of fiduciary duty and legal malpractice case on behalf of a real estate investment trust, copyright infringement and trade secret misappropriation cases against a leading enterprise software company, an SEC investigation and a securities class action involving alleged accounting improprieties, several CFTC investigations involving the crude oil and natural gas liquids markets, contract and insurance disputes in the energy and petrochemical industries, product liability and...

I represent plaintiffs who have been hurt. I am board certified in Personal Injury Trial Law and handle catastrophic personal injury cases, but I also practice construction, securities, and complex commercial litigation, for companies and individuals. I am a native Houstonian and attended St. Thomas High School where I currently serve on the board. I went to Harvard and graduated with high honors, magna cum laude, in 2004. At Harvard, I served as Historian of the Harvard Political Union, the College's debating society, and as Secretary of Harvard CHANCE, a group dedicated to mentoring and tutoring students from Cambridge...

Mr. Crawford has more than 30 years of experience in handling complex commercial litigation, including securities fraud, receiverships, oil and gas, employment, insurance and general business disputes.

Representative Matters

Mr. Crawford has successfully represented clients in a wide range of complex commercial litigation, including cases involving:
• Securities Fraud
• Oil and Gas Fraud
• Software licensing issues
• Employment disputes, including proprietary information, agreements and covenants not to compete
• Stock option agreements
• Copyright issues
• Insurance coverage disputes
• Shareholder disputes
• Partnership...

Ms. Shannon A. Lang is a dedicated attorney with extensive experience in complex business and commercial litigation. Ms. Lang attended San Diego State University and graduated with a Bachelor of Arts in both Sociology and Biology. Before attending law school, Ms. Lang earned Master’s Degree in Forensic Science from Marshall University. In 2007, Ms. Lang graduated from the University of Virginia School of Law with her Juris Doctor. Upon graduating law school, Ms. Lang worked as a law clerk for Judge Nancy Friedman Atlas in the Southern District of Texas before joining Covington & Burling. Ms. Lang honed...

Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.

Steve Sapp has extensive experience in the representation of clients in both public and private offerings of debt and equity securities, corporate and securities reporting and compliance matters, Board of Directors representation, and mergers and acquisitions. Additionally, he represents many of his public and private corporate clients, both nationally and internationally, in the prosecution and protection of substantial technology and intellectual property portfolios, related administrative proceedings before the United States Patent and Trademark Office, and disputes concerning trademark rights, domain names, and copyrights on the Internet. Due to the breadth of his experience and aptitude for client service, he also...