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Phillip E. Koehnke
Encinitas, CA Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
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Sean T Prosser
San Diego, CA Securities Law Lawyer with 32 years of experience
(858) 314-2152
3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130
Free ConsultationSecurities, Administrative and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
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Paul W. Thomas
Carlsbad, CA Securities Law Attorney with 37 years of experience
Securities
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
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Gretchen Cowen
Carlsbad, CA Securities Law Lawyer with 31 years of experience
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 39 years of experience
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
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Taylor E Darcy
San Diego, CA Securities Law Attorney with 7 years of experience
Securities and Business
California Western School of Law
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Karen E. Deschaine
San Diego, CA Securities Law Attorney with 17 years of experience
Securities, Antitrust and Business
University of California - Los Angeles
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Brian James Robbins
San Diego, CA Securities Law Attorney with 27 years of experience
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
Brian J. Robbins is a co-founder and the managing partner of Robbins LLP. He has committed his entire career to representing shareholders, employees, consumers, and small businesses in complex litigation. Mr. Robbins has prosecuted hundreds of cases across the country, often in leadership roles, and has achieved sizable monetary recoveries and corporate governance improvements on behalf of his clients.
Mr. Robbins’ achievements are proof positive that shareholder derivative actions are an important tool for keeping corporate management and fraud in check. His dedication to shareholder rights has helped propel Robbins LLP into a nationally recognized leader in shareholder rights litigation. As...
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Robert Craig Zafis
San Diego, CA Securities Law Attorney with 42 years of experience
(858) 384-7380
9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
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Brian David Murphy
San Diego, CA Securities Law Lawyer with 20 years of experience
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
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William Aul
San Diego, CA Securities Law Lawyer with 43 years of experience
Securities and Business
California Western School of Law
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Ryan Nerney
Ladera Ranch, CA Securities Law Attorney
Securities and Employment
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.
Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
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Jeffrey Patrick Lendrum
San Diego, CA Securities Law Attorney with 36 years of experience
Free ConsultationSecurities
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.
Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.
As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
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John P. Kennedy
San Diego, CA Securities Law Lawyer with 10 years of experience
Securities and Business
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is an associate at the Disclosure Law Group, APC. His practice primarily focuses on mergers, acquisitions, reorganizations, and securities regulations. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the repurchase of shares from an officer of a multi-million dollar technology company; negotiating equity swaps between various corporate entities;...
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Daniel McLeod Carlson
San Diego, CA Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages.
The team at the Carlson Law Firm emphasizes direct personal attention with...
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William Richard Restis
San Diego, CA Securities Law Attorney with 18 years of experience
Securities, Business and Consumer
Univ of San Diego School of Law
For over a decade, I have been litigating complex, multi-district, and multi-party lawsuits. I recovered over two hundred million dollars in value for clients and literally changed the law to help protect them.
Because I am routinely involved in “bet the company” litigation, I face (teams of) the best attorneys in America. This forces me to compete at the highest levels and hone my craft. My competence in the most complex litigation makes victory in ordinary disputes easier. Your opponents play checkers while we play chess.
After considerable professional success, in 2016 I decided to take a sabbatical from the practice...
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Joshua Franklin
San Diego, CA Securities Law Lawyer with 24 years of experience
Securities, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
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Jeffrey Steven Kob
Coronado, CA Securities Law Attorney with 42 years of experience
(844) 443-5229
Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities and Arbitration & Mediation
Washington Univ School of Law
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Michael Patrick Martin
Laguna Beach, CA Securities Law Attorney with 30 years of experience
(914) 413-8729
1968 South Coast Highway
Suite 1209
Laguna Beach, CA 92651
Free ConsultationSecurities and Business
University of Michigan Law School
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Afsaneh Eghbaldari
San Diego, CA Securities Law Attorney with 17 years of experience
Securities
Thomas Jefferson School of Law
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Jason A. Richardson
San Diego, CA Securities Law Attorney
402 West Broadway
4th Floor
San Diego, CA 92101
Securities
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Charles Henry Field Jr
San Diego, CA Securities Law Attorney with 27 years of experience
Securities and Business
McGeorge School of Law Univ of the Pacific
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Robert Schauble
San Diego, CA Securities Law Lawyer with 21 years of experience
Securities, Bankruptcy and Immigration
Thomas Jefferson School of Law
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John William Davis
San Diego, CA Securities Law Lawyer with 26 years of experience
Securities, Appeals, Business and Consumer
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Justin Farar
San Diego, CA Securities Law Attorney
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Gilbert Jesse Bradshaw
Costa Mesa, CA Securities Law Lawyer with 15 years of experience
Securities and Business
Brigham Young University J. Reuben Clark Law School
With exceptional experience in securities dealings and business, I am a corporate and transactional attorney focused on helping business owners succeed. My professional journey encompasses significant roles on both the lender/underwriter side and the company side, allowing me to navigate complex legal landscapes effectively.
I provide legal guidance on every aspect of starting, maintaining, and expanding a business. My clients include small startups with ambitious goals to established companies with global headquarters.
I also dedicate part of my time to academia as an adjunct professor of securities regulation at Whittier Law School in Costa Mesa, California, where I teach on Monday...
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Richard Frankowski
Los Angeles, CA Securities Law Lawyer with 23 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
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Mark Anchor Albert
Los Angeles, CA Securities Law Attorney with 37 years of experience
Securities, Appeals, Business and Consumer
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.
Mr. Albert provides sophisticated legal services for...
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John Jahrmarkt
Los Angeles, CA Securities Law Attorney with 32 years of experience
Free ConsultationSecurities, Business, Employment and Insurance Claims
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
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David Meyer
Los Angeles, CA Securities Law Attorney with 29 years of experience
(800) 738-1960
2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business and Consumer
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
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Catherine DeBono Holmes
Los Angeles, CA Securities Law Attorney with 48 years of experience
(310) 201-3553
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.
Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
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Sonya Tien
Los Angeles, CA Securities Law Attorney with 12 years of experience
Free ConsultationProducts Liability
Columbia Law School
I have been assisting personal injury victims in their recovery for over ten years. I earned my law degree from Columbia University, where I was honored as a Harlan Fiske Stone Scholar. Additionally, I hold a business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where I was awarded 17 scholarships.
Since 2020, I have been recognized as a Rising Star by Super Lawyers and have been featured on the cover of Super Lawyers Magazine for Solo Success. My published work has appeared in the Wall Street Lawyer and the Practising Law Institute. I have...
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William F. Capps
Irvine, CA Securities Law Attorney with 52 years of experience
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.
For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 9 years of experience
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.
Education:
-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton
-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 18 years of experience
Securities, Arbitration & Mediation, Business and Tax
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
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James Eric Kirkland
Los Angeles, CA Securities Law Attorney with 34 years of experience
Securities, Business, Communications and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
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Joshua Kroot
Los Angeles, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856
355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
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Jeremy Scott Hyndman
Los Angeles, CA Securities Law Attorney with 16 years of experience
(800) 487-4660
Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business and Real Estate
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
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Michael N. Steuch
Los Angeles, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817
1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.
A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.
Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.