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W. Scott Turnbull
Stuart, FL Securities Law Attorney with 25 years of experience
Securities, Bankruptcy, Business and Real Estate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
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Marc S. Dobin
Port St Lucie, FL Securities Law Lawyer with 38 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Craig D. Stein
Palm Beach, FL Securities Law Attorney
Free ConsultationSecurities and Arbitration & Mediation
Nova Southeastern University
Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.
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Ryon Michael McCabe
West Palm Beach, FL Securities Law Attorney
Securities, Arbitration & Mediation, Business and Consumer
Florida State University College of Law
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Adam T. Rabin
West Palm Beach, FL Securities Law Attorney
Securities, Arbitration & Mediation, Business and Consumer
University of Miami School of Law
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
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Jason S. Haselkorn
Palm Beach, FL Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities and Arbitration & Mediation
New York Law School
Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.
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Jon Andrew Jacobson
Vero Beach, FL Securities Law Attorney with 26 years of experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.
Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 26 years of experience
(561) 835-9400
3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities and Business
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
Free ConsultationSecurities and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Neil B. Solomon
West Palm Beach, FL Securities Law Lawyer
(561) 659-4020
CityPlace Office Tower
525 Okeechobee Blvd., Suite 1700
West Palm Beach, FL 33401
Securities, Arbitration & Mediation and Business
Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.
Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...
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Robert W. Pearce
Boca Raton, FL Securities Law Attorney with 44 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Maurice A. Deane School of Law at Hofstra University
By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida.
He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...
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Ralph Behr
Boca Raton, FL Securities Law Lawyer with 48 years of experience
Free ConsultationSecurities, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
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Mark J. Astarita
Boca Raton, FL Securities Law Attorney with 42 years of experience
3010 North Military Trail
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Andrew David Easler
Melbourne, FL Securities Law Lawyer with 3 years of experience
Securities, Business, Real Estate and Trademarks
Florida A&M University College of Law
I’m a forward-thinking attorney with a passion for resolving complex legal matters and developing lasting strategies for clients. I love a challenge and I am known for being proactive, attentive, and responsive.
I became a lawyer because I could never find an attorney who genuinely cared about me or my businesses. As an entrepreneur who has started, developed, managed, sold, and participated in just about every aspect of operating a business, I understand what an exceptional attorney should be.
As your attorney, it’s my responsibility to be more than just a legal advocate or advisor of the law. I am a champion...
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Brenda Hamilton
Boca Raton, FL Securities Law Attorney with 30 years of experience
Free ConsultationSecurities, Business, International and White Collar Crime
University of Arkansas - Fayetteville
Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present.
The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters.
Notable Experience & Engagements:
• Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs)
• Listing of Issuers on NASDAQ and NYSE
• Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets
• Outside general counsel for domestic and international issuers
• Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...
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Scott L. Silver
Coral Springs, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes.
Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
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Jeffrey R. Sonn
Aventura, FL Securities Law Attorney with 36 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Insurance Defense
University of Miami School of Law
Mr. Sonn focuses his practice principally on complex securities litigation matters, including class actions.
During his career, Mr. Sonn has litigated numerous cases to successful resolution, recovering many millions of dollars for defrauded investors. He recently won a $50 million final judgment in Katz v. MRT Holdings, one of the few cases in the Private Securities Litigation Reform Act passed in 1995 to yield a final judgment on the merits.
Frequently, Mr. Sonn serves as a television commentator on securities fraud and ponzi scheme cases for CNBC, The CBS Sunday Morning Show, BBC Radio, ABC and MSNBC.
Mr. Sonn was the CNBC contributing...
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Robert Howard Rex
Boca Raton, FL Securities Law Attorney with 47 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
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Lars Kristian Soreide
Pompano Beach, FL Securities Law Lawyer
(888) 760-6552
2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
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Natalie F. Guerra-Valdes
Fort Lauderdale, FL Securities Law Lawyer
Securities, Appeals, Business and Consumer
University of Florida Levin College of Law
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David R. Chase
Fort Lauderdale, FL Securities Law Lawyer with 32 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of Miami School of Law
David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.
Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.
Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...
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Keith Kanouse
Boca Raton, FL Securities Law Attorney with 49 years of experience
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors.
While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
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Jeffrey L. Cox
Boca Raton, FL Securities Law Lawyer with 25 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and White Collar Crime
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.
In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
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James D. Sallah
Boca Raton, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.
Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 52 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and White Collar Crime
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.
Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.
Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 44 years of experience
Free ConsultationSecurities and Arbitration & Mediation
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora.
I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida International University College of Law
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 37 years of experience
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
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Nicholas J Guiliano
Aventura, FL Securities Law Lawyer with 29 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
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Ryan A. Schwamm
Boca Raton, FL Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
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Matthew Wolper
Plantation, FL Securities Law Attorney
(754) 551-7388
1250 S Pine Island Road, Suite 325
Plantation, FL 33324
Securities
Nova Southeastern University
Attorney Matthew Wolper earned his undergraduate degree from Florida State University before going on to earn his law degree from Nova Southeastern University. There, he graduated summa cum laude (top 2 percent in his class) and was a member of the Nova Law Review.
He has dedicated his law career to investment law, representing wronged investors and brokerage employees. Prior to forming Wolper Law Firm, he was a partner with a national law firm. He worked there for the first fourteen years of his legal career, representing brokerage firms and big Wall Street banks in massive securities matters. The complexity...
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 42 years of experience
Securities, Bankruptcy and Business
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990.
He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law.
Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 44 years of experience
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years)
Represented investors in claims against financial services providers for over 16 years
MBA
Formerly taught Investments and Corporate Finance in college
More biographical information at www.thomasfshinelaw.com