Lake Placid Securities Lawyers

Former SEC Enforcement Attorney (7-1/2 years) Represented investors in claims against financial services providers for over 16 years MBA Formerly taught Investments and Corporate Finance in college More biographical information at www.thomasfshinelaw.com

Since 2000, I have helped business owners, professionals, and other people understand how the law affects them, their businesses, and their families, I have helped them deal with problems, and I have helped them realize opportunities. I've helped people with a wide range of legal matters including business ownership, mergers and acquisitions, private placements, commercial transactions, joint ventures, business succession planning, wills, trusts and estate planning, estate tax planning, asset protection planning, trust administration, probate administration, and federal and state taxation.

Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...

Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...

S. David Anton, Esquire is a third generation Tampa attorney with his office located in Tampa’s historic Ybor City. After graduation from Jesuit High School (class of 1977) in Tampa, Mr. Anton attended the University of Florida where he received a Bachelors Degree in Business Administration in 1981 with a major in Economics and Accounting. Thereafter, Mr. Anton attended the University Florida College of Law where he was bestowed a Juris Doctorate Degree in 1984. Now in practice for 29 years, S. David Anton is an active member of the Florida Bar Association and the Hillsborough County...

Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.

Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...

By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...

Stephen S. Stallings is an experienced trial lawyer with over two decades of public and private experience providing counsel in False Claims Act/qui tam matters, white collar defense, commercial and securities litigation, FCPA, corporate compliance and internal investigations. He frequently serves as lead trial counsel in complex federal cases.

Mr. Stallings served for over seven years as an Assistant United States Attorney for the U.S. Department of Justice, where he prosecuted fraud and public corruption matters through investigation, indictment, trial and appeal in the U.S. Attorney's Offices for the Southern District of Florida in Miami and the Western District of...

Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...

Mr. Sonn focuses his practice principally on complex securities litigation matters, including class actions.

During his career, Mr. Sonn has litigated numerous cases to successful resolution, recovering many millions of dollars for defrauded investors. He recently won a $50 million final judgment in Katz v. MRT Holdings, one of the few cases in the Private Securities Litigation Reform Act passed in 1995 to yield a final judgment on the merits.

Frequently, Mr. Sonn serves as a television commentator on securities fraud and ponzi scheme cases for CNBC, The CBS Sunday Morning Show, BBC Radio, ABC and MSNBC.

Mr. Sonn was the CNBC contributing...

Cody Frank’s broad-based litigation experience representing both plaintiffs and defendants provides him with an invaluable perspective when prosecuting claims on behalf of individuals and businesses. Cody practiced civil appellate law specializing in medical malpractice and general negligence with a boutique firm based in Fort Lauderdale. He has litigated cases in multiple state and federal jurisdictions throughout the country. He has defended numerous dispositive motions, engaged in data-intensive discovery and worked extensively with experts and attorneys. His efforts while there have led to settlements and jury verdicts awarding millions of dollars in relief.

Cody has extensive experience handling appellate matters in state...

As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...

Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.

Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...

As a seasoned corporate, securities, and business transactions lawyer, Mr. Hawkins brings a wealth of expertise to the table. Here’s a glimpse into his multifaceted experience: Intellectual Property Filings: Mr. Hawkins has successfully navigated the intricate landscape of intellectual property (IP) filings. Whether it’s patents, trademarks, or copyrights, he has assisted clients in securing and protecting their innovative ideas and creations. Capital Markets Transactions: From initial public offerings (IPOs) to secondary offerings, he has advised companies on capital-raising strategies. His insights extend to compliance with regulatory reporting requirements, including the Exchange Act and state securities laws. Mergers and Acquisitions (M&A): He has been...

Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.

Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...

Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...

I bring a unique combination of legal, business, and executive experience to my role at Prego Law Group, PLLC. With over 25 years in the banking and financial services industry, including time spent as a C-suite executive and compliance leader, I offer deep insight into the complexities of regulatory compliance, risk management, and strategic business growth. My career includes leadership roles at Merrill Lynch, Espírito Santo Bank, Gibraltar Private Bank & Trust, and Brickell Bank. In these roles, I led compliance programs, addressed complex regulatory issues, and managed high-stakes mergers and acquisitions (M&A) transactions. My hands-on experience in banking operations and...

With a knack for the creative and an entrepreneurial attitude, Christopher DiSchino specializes in business, securities and intellectual property law. Assisting both individuals and corporate entities, Christopher focuses his practices on complex business transactions, intellectual property registration and enforcement and corporate counsel services. His diverse experience allows him to create value for his clients by using resourceful techniques to minimize unnecessary costs and risks.

Prior to founding DiSchino & Schamy, PLLC, Christopher served as General Counsel in both the hospitality and fashion industries. Exposure to a fast-paced, international environment provided him with an intimate understanding of the business climate in which...

David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...

Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts. Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...