Ocala Securities Lawyers

Scott L. Silver
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Scott L. Silver
Coral Springs, FL Securities Law Attorney with 28 years of experience
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationSecurities and Arbitration & Mediation
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
Lars Kristian Soreide
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Lars Kristian Soreide
Pompano Beach, FL Securities Law Lawyer
(888) 760-6552 2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
Todd A. Zuckerbrod
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 36 years of experience
(561) 544-8144 40 S.E. 5th Street
Suite 400
Boca Raton, FL 33432
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
Jon Andrew Jacobson
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Jon Andrew Jacobson
Vero Beach, FL Securities Law Attorney with 25 years of experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
Matthew N. Thibaut
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities and Arbitration & Mediation
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
Keith Kanouse
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Keith Kanouse
Boca Raton, FL Securities Law Attorney with 48 years of experience
(561) 451-8090 2255 Glades Road
Suite 324 Atrium
Boca Raton, FL 33431
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
Darren C. Blum
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
(877) 786-2552 110 E Broward Blvd
#1700
Fort Lauderdale, FL 33301
Free ConsultationSecurities and Arbitration & Mediation
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
Joshua A. Katz
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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and White Collar Crime
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
Sergiu Gherman
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
(305) 889-7890 777 Brickell Ave
Ste 808
Miami, FL 33131-2803
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
Adam T. Rabin
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Adam T. Rabin
West Palm Beach, FL Securities Law Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Business and Consumer
University of Miami School of Law
Michael Bixby
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Michael Bixby
Pensacola, FL Securities Law Lawyer with 10 years of experience
(833) 547-4994 1149 Creighton Rd
STE 7
Pensacola, FL 32504
Free ConsultationSecurities
Wake Forest University School of Law
David R. Chase
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David R. Chase
Fort Lauderdale, FL Securities Law Lawyer with 32 years of experience
(954) 920-7779 1700 E Las Olas Blvd
#305
Fort Lauderdale, FL 33301
Free ConsultationSecurities and Arbitration & Mediation
University of Miami School of Law
David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...
Natalie F. Guerra-Valdes
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Natalie F. Guerra-Valdes
Fort Lauderdale, FL Securities Law Lawyer
(954) 764-7878 12 SE 7th St
#700
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Appeals, Business and Consumer
University of Florida Levin College of Law
Bradford Michael Gucciardo
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Bradford Michael Gucciardo
Bradenton, FL Securities Law Lawyer with 25 years of experience
(844) 846-6075 1904 Manatee Ave W
#300
Bradenton, FL 34205
Free ConsultationSecurities
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
Howard M. Rosenfield
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 43 years of experience
(800) 637-3243 2255 Glades Rd
#324A
Boca Raton, FL 33431
Free ConsultationSecurities and Arbitration & Mediation
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Michael G. Rapaport
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Michael G. Rapaport
Miami, FL Securities Law Lawyer
(888) 840-1571 Suntrust InternationaL Center
1 SE 3rd AVE, Suite 1670
Miami, FL 33131
Free ConsultationSecurities and Arbitration & Mediation
Florida International University College of Law, Florida State University College of Law and Florida State University College of Law
Lawrence Lee Klayman
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 29 years of experience
(888) 997-9956 1200 N Federal Hwy
200
Boca Raton, FL 33432
Free ConsultationSecurities
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
Joshua D. Molina
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Joshua D. Molina
Boca Raton, FL Securities Law Attorney with 2 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Securities, Arbitration & Mediation and White Collar Crime
University of Miami School of Law
James D. Sallah
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James D. Sallah
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
David P. Johnson
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David P. Johnson
Sarasota, FL Securities Law Attorney with 39 years of experience
(941) 365-0118 2201 Ringling Boulevard
First Floor
Sarasota, FL 34237
Free ConsultationSecurities, Business, Real Estate and Tax
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
Laura Anthony
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Adam Kara-Lopez
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Adam Kara-Lopez
Boca Raton, FL Securities Law Lawyer with 12 years of experience
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida International University College of Law
Mark R. Basile
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Mark R. Basile
Naples, FL Securities Law Lawyer with 35 years of experience
(239) 232-8400 365 Fifth Ave. S.
Suite 200
Naples, FL 34102
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country. Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws. Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
Russell L. Forkey
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 51 years of experience
(561) 406-4644 1075 Broken Sound Pkwy NW
#103
Boca Raton, FL 33487
Free ConsultationSecurities, Arbitration & Mediation and Business
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
Nicholas J Guiliano
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Nicholas J Guiliano
Aventura, FL Securities Law Lawyer with 28 years of experience
(877) 732-2889 2750 NE 185th Street, Suite 302
Aventura, FL 33180
Free ConsultationSecurities and Arbitration & Mediation
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
David C. Casagrande
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David C. Casagrande
Ft. Lauderdale, FL Securities Law Lawyer
(954) 998-7910 110 SE 6th St
#1700
Ft. Lauderdale, FL 33301
Free ConsultationSecurities
Benjamin N. Cardozo School of Law
Jay Eng
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 25 years of experience
(561) 835-9400 3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities and Business
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
Cesar Mejia Duenas
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Cesar Mejia Duenas
Miami, FL Securities Law Attorney with 13 years of experience
(888) 679-6710 3907 SW 67th Ave
2nd FL
Miami, FL 33155
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients. He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
Philip Bartlett
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Philip Bartlett
Miami, FL Securities Law Lawyer with 16 years of experience
(305) 998-7504 201 South Biscayne Boulevard
28th Floor
Miami, FL 33131
Securities, Bankruptcy and Business
University of Miami School of Law
Philip Bartlett began his legal career with world prominent law firms in New York City, working with counsel on securities litigation and corporate financial disputes. During law school he interned with two prestigious securities litigators in the Miami area. At the present time, his law firm Bartlett Legal is focused on providing representation in the following areas: securities litigation, securities offerings, banking regulation, payment systems regulation, corporate law, and bankruptcy. For his clients, he has successfully completed Chapter 11 reorganization, managed securities offerings, organized business policies and procedures related to board decisions, litigated securities cases, and...
Adam S Doner
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Adam S Doner
Palm Beach Gardens, FL Securities Law Attorney with 41 years of experience
(561) 333-3333 4114 Northlake Blvd
Palm Beach Gardens, FL 33410
Free ConsultationSecurities and Products Liability
Nova Southeastern University
Mr. Doner was admitted to the Florida Bar in 1983 and has garnered a long list of professional accolades and accomplishments throughout his career, including having been admitted entry into the prestigious Million Dollar Advocates Forum. Adam is a Partner at the law offices of Gordon & Doner and provides a comprehensive range of both experience and knowledge to our firm.
David E. Wolff
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David E. Wolff
Hallandale Beach, FL Securities Law Attorney with 11 years of experience
(954) 297-8687 801 North Federal Highway
Suite 212
Hallandale Beach, FL 33009
Securities, Business, Entertainment & Sports and Real Estate
University of Miami
David is a versatile Florida attorney with a diverse background in corporate, trust, and investment law. He graduated from the University of Miami School of Law, where he was a finalist in the Charles C. Papy Moot Court Competition, and received highest honors in pretrial, trial, and business litigation skills. He possesses a substantial amount of pretrial, trial, and appellate litigation experience, having first chaired and second chaired multiple jury trials to verdict on both the plaintiff and defense side, while authoring a multitude of appellate briefs in Florida’s district courts of appeal, some of which resulted in...
Peter Mathis Spett
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 30 years of experience
(888) 217-4919 3020 Windsor Cir.
Boca Raton, FL 33434
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
Mike Amad
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Mike Amad
Boca Raton, FL Securities Law Lawyer with 16 years of experience
(561) 419-0229 2300 NW Corporate Blvd., Suite 141
Boca Raton, FL 33431
Free ConsultationSecurities
Western Michigan University Cooley Law School
Alexander Rodriguez
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Alexander Rodriguez
Miami, FL Securities Law Attorney with 10 years of experience
(786) 487-5266 8300 W Flagler St.
Ste. 254-E
Miami, FL 33144
Securities, Business, Entertainment & Sports and IP
St. Thomas University
Alexander regularly advises clients on corporate transactions, alternative investments, and Blockchain/Distributed Ledger Technology (DLT) related matters. He has helped companies raise capital through traditional and nontraditional vehicles, and advises clients on a variety of business arrangements. He has experience advising investors, entrepreneurs, and startups through the different stages of corporate growth, including acting as outside general counsel for several of these companies.

Prior to practicing law, over the span of 10 years, he successfully founded and operated several businesses in the legal-technology, human resources/outsourcing, and entertainment industries.

Alexander earned a Master’s degree in finance from Harvard University, where he served as a...
Marc S. Dobin
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Marc S. Dobin
Port St Lucie, FL Securities Law Lawyer with 37 years of experience
(561) 575-5880 11954 SW Sandy Bay Cir
Port St Lucie, FL 34987
Securities, Arbitration & Mediation, Business and Employment
New York Law School
Robert Michael Underwood
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Robert Michael Underwood
Tallahassee, FL Securities Law Lawyer with 43 years of experience
(850) 681-0411 101 N. Monroe St
Suite 1090
Tallahassee, FL 32301
Free ConsultationSecurities, Administrative and Business
University of Tennessee College of Law
Mike Underwood was a key official at the predecessor of the Florida Department of Financial Services and authored many provisions of Florida securities and banking laws. Since leaving government, he has become recognized as a national leader in financial services regulation, especially in Florida. He represents securities broker-dealers, investment advisers, mortgage brokers, financial institutions and affiliated individuals in civil litigation, arbitration, regulatory investigations and enforcement actions. His experience includes defense of class actions, multi-district litigation and regular appearances before self-regulatory organizations as well as state and federal financial regulators.
Thomas F. Shine
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Thomas F. Shine
Indialantic, FL Securities Law Attorney with 43 years of experience
(321) 724-4445 114 Sixth Avenue, Suite 4
Indialantic, FL 32903-3250
Securities
Florida State University College of Law, Cumberland School of Law, Samford University and Florida State University College of Law
Former SEC Enforcement Attorney (7-1/2 years) Represented investors in claims against financial services providers for over 16 years MBA Formerly taught Investments and Corporate Finance in college More biographical information at www.thomasfshinelaw.com
Paul Silverberg
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Paul Silverberg
Fort Lauderdale, FL Securities Law Attorney with 25 years of experience
(954) 384-0998 1290 Weston Road
Suite 218
Fort Lauderdale, FL 33326
Free ConsultationSecurities, Business, Employment and International
Firm Founder, Paul K. Silverberg, established this law firm in 2000 based on his legal training at one of the largest international law firms, judicial clerk internship for a federal judge, professional business consulting and vital roles as Vice President of Corporate Affairs, Director of Finance and General Counsel.
Eric Martin Norstedt
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Eric Martin Norstedt
Boca Raton, FL Securities Law Lawyer with 26 years of experience
Boca Raton, FL
Free ConsultationSecurities and Real Estate
University of Miami School of Law
Kenneth Dante Murena
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Kenneth Dante Murena
Miami, FL Securities Law Attorney with 25 years of experience
(305) 371-3960 1000 Brickell Avenue
# 1020
Miami, FL 33131
Securities, Bankruptcy, Business and Real Estate
University of Florida, Fredric G. Levin College of Law
Mr. Murena has spent most of his career representing Federal and State Court-appointed Receivers, Monitors, Distribution Agents and other Fiduciaries, as well as defrauded investors, in government enforcement actions brought by the SEC, CFTC and FTC, clawback and class actions arising therefrom, and complex commercial and fraud litigation matters. Mr. Murena is an astute business litigator with extensive experience in both Federal and State Court, at the trial and appellate levels, representing individuals, small businesses, public companies, and Fiduciaries in commercial and real property disputes and in securities, commodities and consumer fraud litigation matters. Mr. Murena also routinely...
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