Croton-on-Hudson Securities Lawyers

Jorge Altamirano
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Jorge Altamirano
New York, NY Securities Law Attorney with 8 years of experience
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10007
Free ConsultationSecurities and Arbitration & Mediation
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.

I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
August M. Iorio
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August M. Iorio
New York, NY Securities Law Attorney with 9 years of experience
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10004
Free ConsultationSecurities and Arbitration & Mediation
Seattle University School of Law
August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.

Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...
Christopher J. Gray
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Christopher J. Gray
New York, NY Securities Law Lawyer with 24 years of experience
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Appeals and Arbitration & Mediation
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Steven Cramer
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Steven Cramer
New York, NY Securities Law Lawyer with 27 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Real Estate
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.

Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
Brandon S. Schwartz
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 2 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Kourosh C. Shaffy
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Kourosh C. Shaffy
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation and Business
Columbia Law School
Robert R. Miller
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Robert R. Miller
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
Raoul Duggal
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Raoul Duggal
New York, NY Securities Law Lawyer with 19 years of experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney with 34 years of experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Anthony George Mango
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Anthony George Mango
New York, NY Securities Law Lawyer with 27 years of experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Daniel E. Katz
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Daniel E. Katz
New York, NY Securities Law Lawyer with 40 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Employment
Brooklyn Law School and University of Michigan Law School
Daniel E. Katz is a Founding Partner of Rich, Intelisano & Katz, LLP. He specializes in construction law, commercial law and securities and employment arbitrations. Mr. Katz has received the highest designation (A-V) from the Martindale-Hubbell Peer Rating Review. He was recognized as a "Super Lawyer" in the field of Construction Litigation every year since 2006. He is also a Fellow in the Construction Lawyers Society of America, which is a nationwide organization of leading practitioners in the field.

Mr. Katz obtained his Juris Doctor magna cum laude from Brooklyn Law School. He graduated from the University of Michigan with a...
John M. Giordano
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John M. Giordano
New York, NY Securities Law Attorney with 37 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Employment and International
Maurice A. Deane School of Law at Hofstra University
John M. Giordano is Of Counsel to Rich Intelisano & Katz. He brings over 30 years of experience, skill and knowledge to a broad array of legal matters. His practice areas include Business, Construction, Employment, International, Real Estate, and Securities Law. Mr. Giordano is committed to providing proactive, creative, and client-focused advocacy.

Mr. Giordano obtained his B.A. at Ithaca College. He earned his J.D. from Hofstra University School of Law. Mr. Giordano's jurisdictions include the State of New York and the United States District Courts in the Southern, Northern and Eastern Districts of New York.
Robert J. Moses
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Robert J. Moses
New York, NY Securities Law Lawyer with 28 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Roman Begelfer
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Roman Begelfer
New York, NY Securities Law Attorney
(646) 948-9555 353 West 48th Street
4th Floor
New York, NY 10036
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
Joseph Potashnik
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Joseph Potashnik
New York, NY Securities Law Lawyer with 15 years of experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities and International
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Daniel D'Costa
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Daniel D'Costa
Hicksville, NY Securities Law Attorney with 5 years of experience
(516) 737-1462 100 Duffy Ave
#510
Hicksville, NY 11801
Free ConsultationSecurities
Brooklyn Law School
Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Lawyer with 31 years of experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options,...
Diane Mall Sammarco
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Diane Mall Sammarco
New York, NY Securities Law Lawyer with 22 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
Brooklyn Law School and Binghamton University
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
Ralph Stone
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Ralph Stone
New York, NY Securities Law Lawyer with 29 years of experience
(212) 203-4864 1700 Broadway
41st Floor
New York, NY 10019
Securities and Business
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Robert Van de Veire
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Robert Van de Veire
New York, NY Securities Law Lawyer
(212) 658-1852 28 Liberty St 30th Floor
New York, NY 10005
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
Jonathan Kurta
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Jonathan Kurta
New York, NY Securities Law Attorney with 13 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities and Arbitration & Mediation
Maurice A. Deane School of Law at Hofstra University
Gerard Romski
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Gerard Romski
New York, NY Securities Law Lawyer with 34 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Employment and International
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.

Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
John Tollefsen
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John Tollefsen
New York, NY Securities Law Attorney with 46 years of experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Adam J. Heckler
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Adam J. Heckler
New York, NY Securities Law Attorney with 8 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
David S. Rich
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David S. Rich
New York, NY Securities Law Lawyer with 26 years of experience
(212) 209-3972 155 East 44th Street
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Justin Goldblatt
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Justin Goldblatt
New York, NY Securities Law Attorney with 15 years of experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities and Bankruptcy
Joshua Neil Rubin
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Joshua Neil Rubin
Brooklyn, NY Securities Law Attorney with 36 years of experience
(917) 620-4102 135 Ocean Parkway
Brooklyn, NY 11218
Boston Univ School Of Law
Thirty years civil litigation practice in federal and state courts from inception through settlement or trial, including 22 years of class action litigation. Concentrating on ediscovery and related litigation technology since 1995. Focus areas: Litigation, ediscovery, technology-assisted review, data visualization, digital forensics, text analytics, natural language processing, image processing. Provide appropriate and proportional ediscovery solutions. Help other litigators and their clients conduct electronic discovery quickly, economically, and correctly; provide legal and technical advice and access to ediscovery hardware, software, and support personnel. Manage all phases of ediscovery, including Early Case Assessment, data mapping, collection, requests...
Daniel J. Swayze
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Daniel J. Swayze
New York, NY Securities Law Attorney with 6 years of experience
(212) 684-0300 915 Broadway
Suite 900
New York, NY 10010
Securities, Bankruptcy and Business
Boston College Law School
Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Wallace Anthony Showman
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Wallace Anthony Showman
New York, NY Securities Law Lawyer with 31 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust, Business and Consumer
New York University School of Law
Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.
Thomas Wolinetz
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Thomas Wolinetz
New York, NY Securities Law Lawyer
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationSecurities and Employment
Hofstra University
Robert J. Grand
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Robert J. Grand
New York, NY Securities Law Attorney with 26 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
Anthony C. Varbero
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Anthony C. Varbero
New York, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities
Brooklyn Law School
Robert Brian Volynsky
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Robert Brian Volynsky
New York, NY Securities Law Lawyer
(212) 202-3171 1441 Broadway
3rd Floor
New York, NY 10018
Securities
Hofstra University
Jessica Murzyn
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Jessica Murzyn
New York, NY Securities Law Attorney with 21 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Thomas Wyckoff
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Thomas Wyckoff
New York, NY Securities Law Attorney with 29 years of experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Amy D'Agostino
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Amy D'Agostino
New York, New York Securities Law Lawyer with 17 years of experience
(212) 408-1023 30 Rockefeller Plaza
New York, NEW YORK 10112
Securities, Business and IP
Pace University School of Law
Mark Zafrin
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Mark Zafrin
New York, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Mark R. Basile
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Mark R. Basile
Jericho, NY Securities Law Lawyer with 32 years of experience
(516) 455-1500 390 N. Broadway
Suite 140
Jericho, NY 11753
Securities, Bankruptcy and Business
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career founded and taken public 3 of his own companies; represented entrepreneurs in small businesses and public companies, and now has one of the busiest Entrepreneurial Law practices in the county run by actual entrepreneurial attorneys.

Mr. Basile won the 1998 Smithsonian Award for Advances in Medical Technology; holds several tech patents; represents more than 30 private and public companies, and provides general counsel services, manages compliance and legal matters and provides business guidance to his clients.

Mr. Basile is...
Andrew Reich
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Andrew Reich
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Securities, Bankruptcy and Employment
University of Michigan Law School
Nyarumba Nota Esq
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Nyarumba Nota Esq
New York, NY Securities Law Lawyer with 21 years of experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Consumer and International
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
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