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Jorge Altamirano
New York, NY Securities Law Attorney with 11 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.
I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
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Matthew C. Plant
New York, NY Securities Law Lawyer with 25 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Brooklyn Law School
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Robert R. Miller
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.
He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
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Joseph Peter Allgor
New York, NY Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.
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Joseph A. Gershman
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Bankruptcy and Real Estate
Harvard Law School
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review Ratings as an AV Preeminent attorney, its highest designation, with his peers recognizing him as “an excellent lawyer” and “an outstanding litigator”. He is also a recipient of The Legal Aid Society’s 2013 Pro Bono Publico Award for outstanding service to the Society and its clients.
Mr. Gershman has extensive experience within the areas of complex commercial, securities, real estate and bankruptcy litigation, as well as commercial...
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Ross Evan Pitcoff
New York City, NY Securities Law Lawyer with 12 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
Fordham University School of Law
Mr. Ross Pitcoff, Founder of Pitcoff Law Group, has 10+ years of corporate transactional and business litigation experience. A graduate of Fordham University School of Law in 2010. Ross Pitcoff represents business owners and, on occasion, individuals, in all types of complex commercial disputes.
Ross Pitcoff also provides general counsel and corporate-transactional services to businesses in the financial services, and medical professional industries. This includes company formation and strategy, review of contractual and vendor agreements, acquisitions and overseeing asset purchases and sales.
Contact Ross Pitcoff:
ross@pitcofflawgroup.com
(646) 386-0990
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Steven Cramer
New York, NY Securities Law Lawyer with 30 years of experience
Securities, Arbitration & Mediation, Business and Real Estate
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.
Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
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Wallace Anthony Showman
New York, NY Securities Law Lawyer with 35 years of experience
Securities, Antitrust, Business and Consumer
New York University School of Law
Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants). He has represented both claimants and respondents in FINRA securities arbitrations. He has also represented clients in FINRA investigations and has conducted internal corporate investigations. He has lectured on securities litigation at NYU and Fordham University. Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.
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Jabari-Jason Tyson-Phipps
New Rochelle, NY Securities Law Lawyer with 15 years of experience
Securities, Business, Entertainment & Sports and Trademarks
Washington University School of Law and National University of Singapore
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Adam Schreck
New York, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Irwin Weltz
Mineola, NY Securities Law Attorney with 31 years of experience
Free ConsultationSecurities and Employment
New York Law School
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Daniel D'Costa
Hicksville, NY Securities Law Attorney with 8 years of experience
Free ConsultationSecurities
Brooklyn Law School
Daniel D’Costa, Esq. is the managing partner at D’Costa Law, P.C. His practice focuses on FINRA securities arbitration, fraud, personal injury, workers’ compensation, and insurance provider denials of no-fault benefits for both injured parties and health care providers. As an experienced litigator, Daniel has represented all types of clients around the nation and abroad in court and various forms of alternative dispute resolution forums. Daniel is passionate about the law, his clients and providing personal attention to each of his clients in order to make the legal process as stress free as possible while achieving the best possible outcome.
Daniel represents...
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Marvin L. Frank
New York, NY Securities Law Attorney with 33 years of experience
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Marc Fitapelli
New York, NY Securities Law Lawyer with 17 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Real Estate
Maurice A. Deane School of Law at Hofstra University
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Lori Baitarian
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
Columbia Law School and Lebanese University Faculty of Law
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Gregory A. Frank
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Robert J. Moses
New York, NY Securities Law Lawyer with 31 years of experience
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
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Daniel E. Katz
New York, NY Securities Law Lawyer with 43 years of experience
Securities, Arbitration & Mediation, Business and Employment
Brooklyn Law School and University of Michigan Law School
Daniel E. Katz is a Founding Partner of Rich, Intelisano & Katz, LLP. He specializes in construction law, commercial law and securities and employment arbitrations. Mr. Katz has received the highest designation (A-V) from the Martindale-Hubbell Peer Rating Review. He was recognized as a "Super Lawyer" in the field of Construction Litigation every year since 2006. He is also a Fellow in the Construction Lawyers Society of America, which is a nationwide organization of leading practitioners in the field.
Mr. Katz obtained his Juris Doctor magna cum laude from Brooklyn Law School. He graduated from the University of Michigan with a...
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Nuo Jia Li
New York, NY Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Business, IP and International
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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Robert Van de Veire
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
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John Tollefsen
New York, NY Securities Law Attorney with 49 years of experience
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
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Brent Adam Burns
New York, NY Securities Law Attorney with 30 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation and Employment
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
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Umar Farooq
New York, NY Securities Law Lawyer with 16 years of experience
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
Elevate Your Legal Experience
SWIFT RESPONSES, ALWAYS
Say goodbye to the days of waiting for days or even weeks for a simple response. Our dedicated team of legal experts is committed to providing lightning-fast replies, ensuring your queries and concerns are addressed promptly.
RAPID TURNAROUNDS, GUARANTEED
Imagine having your legal documents prepared, reviewed, and finalized in record time. With our cutting-edge approach, we’re rewriting the rulebook on turnaround times. We thrive on challenges and deadlines, delivering comprehensive legal solutions without compromising on quality.
UNPARALLELED PRECISION
Faster doesn’t mean sloppy. Our seasoned legal professionals are masters of their craft, meticulously crafting and reviewing every detail with unwavering...
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Adam J. Weinstein
New York, NY Securities Law Attorney with 13 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Raoul Duggal
New York, NY Securities Law Lawyer with 22 years of experience
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs.
Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
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August M. Iorio
New York, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Seattle University School of Law
August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.
Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...
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Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 6 years of experience
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
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Anthony George Mango
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
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Mark Zafrin
New York, NY Securities Law Attorney
Securities, Business and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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John M. Giordano
New York, NY Securities Law Attorney with 40 years of experience
Securities, Business, Employment and International
Maurice A. Deane School of Law at Hofstra University
John M. Giordano is Of Counsel to Rich Intelisano & Katz. He brings over 30 years of experience, skill and knowledge to a broad array of legal matters. His practice areas include Business, Construction, Employment, International, Real Estate, and Securities Law. Mr. Giordano is committed to providing proactive, creative, and client-focused advocacy.
Mr. Giordano obtained his B.A. at Ithaca College. He earned his J.D. from Hofstra University School of Law. Mr. Giordano's jurisdictions include the State of New York and the United States District Courts in the Southern, Northern and Eastern Districts of New York.
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David Edward Robbins
New York, NY Securities Law Lawyer with 49 years of experience
Free ConsultationSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
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Rick Mayer
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Arbitration & Mediation
St. John's University School of Law
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Jaimie F. Dockray
New York, NY Securities Law Lawyer with 29 years of experience
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.
Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
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Jonathan T. Savella
New York, NY Securities Law Attorney with 12 years of experience
Securities, Appeals and White Collar Crime
Brooklyn Law School
Jonathan Savella is a Manhattan-based defense attorney with over 10 years of litigation experience in federal and state courts. He represents corporations and individuals in complex civil and criminal matters at the trial and appellate level.
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Mr. Richard Albert Luthmann Jr.
Staten Island, NY Securities Law Attorney with 19 years of experience
Securities, Business and Tax
University of Miami School of Law and New York Law School
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Diane Mall Sammarco
New York, NY Securities Law Lawyer with 25 years of experience
Securities, Business and Employment
Brooklyn Law School and Binghamton University
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.
In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Insurance Claims
Maurice A. Deane School of Law at Hofstra University
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Robert J. Grand
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.
Mr. Grand has extensive experience representing founders, partners, joint...
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Jonathan S. Berck
Beacon, NY Securities Law Attorney with 37 years of experience
Securities and Business
Harvard Law School and Columbia Law School